ADVENT SOLUTIONS MANAGEMENT LIMITED

Watch for changes

Addresses

The contact details this firm has registered with the FCA.

The regulated activities the FCA has granted this firm permission to carry out.

Investment Advice (no pensions)

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
Authorised to Operate
Show 1 limitation Hide limitations
- · The firm can only agree to carry on the regulated activities specified in this Notice.
Arranges Investments

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
Insurance Admin

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
Credit Brokering
Stockbroking

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
Debt Plan Admin
Investment Setup

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
Credit Score Services
Show 1 limitation Hide limitations
- · This permission is limited to not carrying out credit repair services

Senior staff personally approved by the FCA to hold their roles here.

Neil Smith
IRN NDS01042
- CF3 Chief Executive (10 Mar 2006 to 3 May 2007)
- CF8 Apportionment and Oversight (10 Mar 2006 to 3 May 2007)
- Responsible for Insurance Mediation (10 Mar 2006 to 3 May 2007)
- CF1 Director (14 Jan 2005 to 3 May 2007)
Norman Alan Shuker
IRN NAS01038
- CF1 Director (AR) (26 Feb 2015 to 5 Jun 2023)
Pamela Grover-Morgan
IRN PXG00182
- [FCA CF] Significant management (31 Mar 2021 to 8 Mar 2022)
Patrick Henri Rene Leroy
IRN PHL01030
- CF3 Chief Executive (AR) (21 May 2014 to 2 Nov 2021)
- CF1 Director (AR) (21 May 2014 to 2 Nov 2021)
Paul Argent
IRN PXA01644
- CF1 Director (AR) (30 Jul 2015 to 13 Feb 2018)
Paul Aylward
IRN PXA00191
- CF1 Director (AR) (11 May 2022 to 6 Nov 2023)
Paul Dowling
IRN PXD01613
- CF1 Director (AR) (3 Mar 2017 to 15 Dec 2023)
Paul Dunlop
IRN PXD01542
- SMF3 Executive Director (9 Dec 2019 to 9 Dec 2019)
- Responsible for Insurance Distribution (1 Oct 2018 to 9 Dec 2019)
- CF1 Director (25 Jun 2007 to 8 Dec 2019)
- Responsible for Insurance Mediation (25 Jun 2007 to 30 Sep 2018)
Paul Eamon Hallinan
IRN PXH00774
- CF1 Director (AR) (since 15 May 2025)
Paul Joseph Bermingham
IRN PJB01543
- CF1 Director (AR) (2 Jun 2015 to 13 Feb 2018)

Smaller firms operating under this firm's FCA authorisation.

Updates to this firm's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.