ADVENT SOLUTIONS MANAGEMENT LIMITED

Date authorised
1 April 2013
Companies House
04092670
Last scraped
2 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    4th Floor
    107 Fenchurch Street
    London
    EC3M 5JF
    UNITED KINGDOM
    Phone
    +442076484350
  • Complaints Contact

    4th Floor
    107 Fenchurch Street
    London
    EC3M 5JF
    UNITED KINGDOM
    Phone
    +4402076484350

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Insurance Admin

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Credit Brokering

  • Stockbroking

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Debt Plan Admin

  • Investment Setup

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Credit Score Services

    Show 1 limitation
    • · This permission is limited to not carrying out credit repair services

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Neil Smith

    IRN NDS01042

    • CF3 Chief Executive (10 Mar 2006 to 3 May 2007)
    • CF8 Apportionment and Oversight (10 Mar 2006 to 3 May 2007)
    • Responsible for Insurance Mediation (10 Mar 2006 to 3 May 2007)
    • CF1 Director (14 Jan 2005 to 3 May 2007)
  • Norman Alan Shuker

    IRN NAS01038

    • CF1 Director (AR) (26 Feb 2015 to 5 Jun 2023)
  • Pamela Grover-Morgan

    IRN PXG00182

    • [FCA CF] Significant management (31 Mar 2021 to 8 Mar 2022)
  • Patrick Henri Rene Leroy

    IRN PHL01030

    • CF3 Chief Executive (AR) (21 May 2014 to 2 Nov 2021)
    • CF1 Director (AR) (21 May 2014 to 2 Nov 2021)
  • Paul Argent

    IRN PXA01644

    • CF1 Director (AR) (30 Jul 2015 to 13 Feb 2018)
  • Paul Aylward

    IRN PXA00191

    • CF1 Director (AR) (11 May 2022 to 6 Nov 2023)
  • Paul Dowling

    IRN PXD01613

    • CF1 Director (AR) (3 Mar 2017 to 15 Dec 2023)
  • Paul Dunlop

    IRN PXD01542

    • SMF3 Executive Director (9 Dec 2019 to 9 Dec 2019)
    • Responsible for Insurance Distribution (1 Oct 2018 to 9 Dec 2019)
    • CF1 Director (25 Jun 2007 to 8 Dec 2019)
    • Responsible for Insurance Mediation (25 Jun 2007 to 30 Sep 2018)
  • Paul Eamon Hallinan

    IRN PXH00774

    • CF1 Director (AR) (since 15 May 2025)
  • Paul Joseph Bermingham

    IRN PJB01543

    • CF1 Director (AR) (2 Jun 2015 to 13 Feb 2018)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

  • S&T LETTINGS & SALES LTD (no longer appointed)

    FRN 746151 · Appointed 7 Sep 2017 · Until 25 Apr 2019

  • Four Walls Ltd (no longer appointed)

    FRN 408703 · Appointed 7 Sep 2017 · Until 26 Mar 2019

  • L.J.V. Ltd (no longer appointed)

    FRN 520442 · Appointed 5 Sep 2017 · Until 25 Apr 2019

  • Belvoir Wirral (no longer appointed)

    FRN 408908 · Appointed 21 Aug 2017 · Until 26 Mar 2019

  • Belvoir Tyndale (no longer appointed)

    FRN 408665 · Appointed 21 Aug 2017 · Until 26 Mar 2019

  • Aaron James Ltd (no longer appointed)

    FRN 556605 · Appointed 21 Aug 2017 · Until 26 Mar 2019

  • Belvoir Lettings Stoke On Trent Ltd (no longer appointed)

    FRN 513734 · Appointed 21 Aug 2017 · Until 26 Mar 2019

  • A J Garner Ltd (no longer appointed)

    FRN 468302 · Appointed 21 Aug 2017 · Until 25 Apr 2019

  • Bella Mercia Ltd (no longer appointed)

    FRN 538159 · Appointed 21 Aug 2017 · Until 26 Mar 2019

  • Nathan Samuel Ltd (no longer appointed)

    FRN 480969 · Appointed 21 Aug 2017 · Until 26 Mar 2019

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.