ADVENT SOLUTIONS MANAGEMENT LIMITED
Addresses
The contact details this firm has registered with the FCA.
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Principal Place of Business
4th Floor107 Fenchurch StreetLondonEC3M 5JFUNITED KINGDOM- Phone
- +442076484350
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Complaints Contact
4th Floor107 Fenchurch StreetLondonEC3M 5JFUNITED KINGDOM- Phone
- +4402076484350
What this firm is allowed to do
The regulated activities the FCA has granted this firm permission to carry out.
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Investment Advice (no pensions)
For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
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Authorised to Operate
Show 1 limitation Hide limitations
- · The firm can only agree to carry on the regulated activities specified in this Notice.
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Arranges Investments
For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
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Insurance Admin
For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
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Credit Brokering
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Stockbroking
For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
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Debt Plan Admin
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Investment Setup
For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
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Credit Score Services
Show 1 limitation Hide limitations
- · This permission is limited to not carrying out credit repair services
Approved individuals
Senior staff personally approved by the FCA to hold their roles here.
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Neil Smith
IRN NDS01042
- CF3 Chief Executive (10 Mar 2006 to 3 May 2007)
- CF8 Apportionment and Oversight (10 Mar 2006 to 3 May 2007)
- Responsible for Insurance Mediation (10 Mar 2006 to 3 May 2007)
- CF1 Director (14 Jan 2005 to 3 May 2007)
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Norman Alan Shuker
IRN NAS01038
- CF1 Director (AR) (26 Feb 2015 to 5 Jun 2023)
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Pamela Grover-Morgan
IRN PXG00182
- [FCA CF] Significant management (31 Mar 2021 to 8 Mar 2022)
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Patrick Henri Rene Leroy
IRN PHL01030
- CF3 Chief Executive (AR) (21 May 2014 to 2 Nov 2021)
- CF1 Director (AR) (21 May 2014 to 2 Nov 2021)
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Paul Argent
IRN PXA01644
- CF1 Director (AR) (30 Jul 2015 to 13 Feb 2018)
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Paul Aylward
IRN PXA00191
- CF1 Director (AR) (11 May 2022 to 6 Nov 2023)
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Paul Dowling
IRN PXD01613
- CF1 Director (AR) (3 Mar 2017 to 15 Dec 2023)
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Paul Dunlop
IRN PXD01542
- SMF3 Executive Director (9 Dec 2019 to 9 Dec 2019)
- Responsible for Insurance Distribution (1 Oct 2018 to 9 Dec 2019)
- CF1 Director (25 Jun 2007 to 8 Dec 2019)
- Responsible for Insurance Mediation (25 Jun 2007 to 30 Sep 2018)
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Paul Eamon Hallinan
IRN PXH00774
- CF1 Director (AR) (since 15 May 2025)
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Paul Joseph Bermingham
IRN PJB01543
- CF1 Director (AR) (2 Jun 2015 to 13 Feb 2018)
Appointed representatives
Smaller firms operating under this firm's FCA authorisation.
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leathley Management Ltd (no longer appointed)
FRN 714027 · Appointed 25 Jan 2018 · Until 26 Mar 2019
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Didsbury and Chorlton Ltd (no longer appointed)
FRN 534905 · Appointed 25 Jan 2018 · Until 26 Mar 2019
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David James Lettings Ltd (no longer appointed)
FRN 501054 · Appointed 25 Jan 2018 · Until 5 Nov 2018
Recent activity
Updates to this firm's record on the FCA register.
No changes recorded yet.