ADVENT SOLUTIONS MANAGEMENT LIMITED
Addresses
The contact details this firm has registered with the FCA.
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Principal Place of Business
4th Floor107 Fenchurch StreetLondonEC3M 5JFUNITED KINGDOM- Phone
- +442076484350
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Complaints Contact
4th Floor107 Fenchurch StreetLondonEC3M 5JFUNITED KINGDOM- Phone
- +4402076484350
What this firm is allowed to do
The regulated activities the FCA has granted this firm permission to carry out.
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Investment Advice (no pensions)
For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
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Authorised to Operate
Show 1 limitation Hide limitations
- · The firm can only agree to carry on the regulated activities specified in this Notice.
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Arranges Investments
For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
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Insurance Admin
For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
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Credit Brokering
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Stockbroking
For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
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Debt Plan Admin
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Investment Setup
For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
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Credit Score Services
Show 1 limitation Hide limitations
- · This permission is limited to not carrying out credit repair services
Approved individuals
Senior staff personally approved by the FCA to hold their roles here.
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Paul Nigel Edmonds
IRN PNE01012
- CF1 Director (AR) (12 Apr 2011 to 15 Mar 2023)
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Paul Patrick Prendergast
IRN PPP01018
- CF1 Director (AR) (11 May 2022 to 5 Jun 2023)
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Peter Bermingham
IRN PXB00470
- CF1 Director (AR) (11 May 2022 to 12 Jan 2023)
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Quentin Saleur
IRN QXS48622
- CF1 Director (AR) (14 Feb 2022 to 22 Jan 2024)
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Richard Dale
IRN RXD01618
- CF2 Non Executive Director (AR) (27 Feb 2012 to 6 Sep 2019)
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Richard Grant Palmer
IRN RGP01049
- SMF16 Compliance Oversight (since 9 Jun 2025)
- SMF3 Executive Director (since 9 Jun 2025)
- SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Jun 2025)
- [FCA CF] Significant management (1 Jun 2023 to 9 Jun 2025)
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Richard James Daws
IRN RJD01215
- CF3 Chief Executive (AR) (since 27 Feb 2025)
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Richard Jonathon Crompton Maw
IRN RJM01152
- CF1 Director (8 Dec 2011 to 4 Apr 2017)
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Robert John Owen
IRN RJO01033
- CF2 Non Executive Director (AR) (18 Feb 2015 to 5 Jun 2023)
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Roberto Murru
IRN RXM00381
- [FCA CF] Significant management (since 10 Mar 2021)
Appointed representatives
Smaller firms operating under this firm's FCA authorisation.
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David James Lettings Ltd (no longer appointed)
FRN 501054 · Appointed 25 Jan 2018 · Until 5 Nov 2018
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Manchester and Salford Central Ltd (no longer appointed)
FRN 408905 · Appointed 25 Jan 2018 · Until 26 Mar 2019
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leathley Management Ltd (no longer appointed)
FRN 714027 · Appointed 25 Jan 2018 · Until 26 Mar 2019
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Didsbury and Chorlton Ltd (no longer appointed)
FRN 534905 · Appointed 25 Jan 2018 · Until 26 Mar 2019
Recent activity
Updates to this firm's record on the FCA register.
No changes recorded yet.