ADVENT SOLUTIONS MANAGEMENT LIMITED

Date authorised
1 April 2013
Companies House
04092670
Last scraped
2 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    4th Floor
    107 Fenchurch Street
    London
    EC3M 5JF
    UNITED KINGDOM
    Phone
    +442076484350
  • Complaints Contact

    4th Floor
    107 Fenchurch Street
    London
    EC3M 5JF
    UNITED KINGDOM
    Phone
    +4402076484350

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Insurance Admin

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Credit Brokering

  • Stockbroking

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Debt Plan Admin

  • Investment Setup

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Credit Score Services

    Show 1 limitation
    • · This permission is limited to not carrying out credit repair services

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Neil Smith

    IRN NDS01042

    • CF3 Chief Executive (10 Mar 2006 to 3 May 2007)
    • CF8 Apportionment and Oversight (10 Mar 2006 to 3 May 2007)
    • Responsible for Insurance Mediation (10 Mar 2006 to 3 May 2007)
    • CF1 Director (14 Jan 2005 to 3 May 2007)
  • Norman Alan Shuker

    IRN NAS01038

    • CF1 Director (AR) (26 Feb 2015 to 5 Jun 2023)
  • Pamela Grover-Morgan

    IRN PXG00182

    • [FCA CF] Significant management (31 Mar 2021 to 8 Mar 2022)
  • Patrick Henri Rene Leroy

    IRN PHL01030

    • CF3 Chief Executive (AR) (21 May 2014 to 2 Nov 2021)
    • CF1 Director (AR) (21 May 2014 to 2 Nov 2021)
  • Paul Argent

    IRN PXA01644

    • CF1 Director (AR) (30 Jul 2015 to 13 Feb 2018)
  • Paul Aylward

    IRN PXA00191

    • CF1 Director (AR) (11 May 2022 to 6 Nov 2023)
  • Paul Dowling

    IRN PXD01613

    • CF1 Director (AR) (3 Mar 2017 to 15 Dec 2023)
  • Paul Dunlop

    IRN PXD01542

    • SMF3 Executive Director (9 Dec 2019 to 9 Dec 2019)
    • Responsible for Insurance Distribution (1 Oct 2018 to 9 Dec 2019)
    • CF1 Director (25 Jun 2007 to 8 Dec 2019)
    • Responsible for Insurance Mediation (25 Jun 2007 to 30 Sep 2018)
  • Paul Eamon Hallinan

    IRN PXH00774

    • CF1 Director (AR) (since 15 May 2025)
  • Paul Joseph Bermingham

    IRN PJB01543

    • CF1 Director (AR) (2 Jun 2015 to 13 Feb 2018)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

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