ADVENT SOLUTIONS MANAGEMENT LIMITED

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Addresses

The contact details this firm has registered with the FCA.

The regulated activities the FCA has granted this firm permission to carry out.

Investment Advice (no pensions)

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
Authorised to Operate
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- · The firm can only agree to carry on the regulated activities specified in this Notice.
Arranges Investments

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
Insurance Admin

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
Credit Brokering
Stockbroking

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
Debt Plan Admin
Investment Setup

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
Credit Score Services
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- · This permission is limited to not carrying out credit repair services

Senior staff personally approved by the FCA to hold their roles here.

Paul Nigel Edmonds
IRN PNE01012
- CF1 Director (AR) (12 Apr 2011 to 15 Mar 2023)
Paul Patrick Prendergast
IRN PPP01018
- CF1 Director (AR) (11 May 2022 to 5 Jun 2023)
Peter Bermingham
IRN PXB00470
- CF1 Director (AR) (11 May 2022 to 12 Jan 2023)
Quentin Saleur
IRN QXS48622
- CF1 Director (AR) (14 Feb 2022 to 22 Jan 2024)
Richard Dale
IRN RXD01618
- CF2 Non Executive Director (AR) (27 Feb 2012 to 6 Sep 2019)
Richard Grant Palmer
IRN RGP01049
- SMF16 Compliance Oversight (since 9 Jun 2025)
- SMF3 Executive Director (since 9 Jun 2025)
- SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Jun 2025)
- [FCA CF] Significant management (1 Jun 2023 to 9 Jun 2025)
Richard James Daws
IRN RJD01215
- CF3 Chief Executive (AR) (since 27 Feb 2025)
Richard Jonathon Crompton Maw
IRN RJM01152
- CF1 Director (8 Dec 2011 to 4 Apr 2017)
Robert John Owen
IRN RJO01033
- CF2 Non Executive Director (AR) (18 Feb 2015 to 5 Jun 2023)
Roberto Murru
IRN RXM00381
- [FCA CF] Significant management (since 10 Mar 2021)

Smaller firms operating under this firm's FCA authorisation.

Updates to this firm's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.