ADVENT SOLUTIONS MANAGEMENT LIMITED
Addresses
The contact details this firm has registered with the FCA.
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Principal Place of Business
4th Floor107 Fenchurch StreetLondonEC3M 5JFUNITED KINGDOM- Phone
- +442076484350
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Complaints Contact
4th Floor107 Fenchurch StreetLondonEC3M 5JFUNITED KINGDOM- Phone
- +4402076484350
What this firm is allowed to do
The regulated activities the FCA has granted this firm permission to carry out.
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Investment Advice (no pensions)
For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
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Authorised to Operate
Show 1 limitation Hide limitations
- · The firm can only agree to carry on the regulated activities specified in this Notice.
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Arranges Investments
For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
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Insurance Admin
For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
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Credit Brokering
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Stockbroking
For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
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Debt Plan Admin
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Investment Setup
For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
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Credit Score Services
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- · This permission is limited to not carrying out credit repair services
Approved individuals
Senior staff personally approved by the FCA to hold their roles here.
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Paul Nigel Edmonds
IRN PNE01012
- CF1 Director (AR) (12 Apr 2011 to 15 Mar 2023)
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Paul Patrick Prendergast
IRN PPP01018
- CF1 Director (AR) (11 May 2022 to 5 Jun 2023)
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Peter Bermingham
IRN PXB00470
- CF1 Director (AR) (11 May 2022 to 12 Jan 2023)
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Quentin Saleur
IRN QXS48622
- CF1 Director (AR) (14 Feb 2022 to 22 Jan 2024)
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Richard Dale
IRN RXD01618
- CF2 Non Executive Director (AR) (27 Feb 2012 to 6 Sep 2019)
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Richard Grant Palmer
IRN RGP01049
- SMF16 Compliance Oversight (since 9 Jun 2025)
- SMF3 Executive Director (since 9 Jun 2025)
- SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Jun 2025)
- [FCA CF] Significant management (1 Jun 2023 to 9 Jun 2025)
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Richard James Daws
IRN RJD01215
- CF3 Chief Executive (AR) (since 27 Feb 2025)
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Richard Jonathon Crompton Maw
IRN RJM01152
- CF1 Director (8 Dec 2011 to 4 Apr 2017)
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Robert John Owen
IRN RJO01033
- CF2 Non Executive Director (AR) (18 Feb 2015 to 5 Jun 2023)
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Roberto Murru
IRN RXM00381
- [FCA CF] Significant management (since 10 Mar 2021)
Appointed representatives
Smaller firms operating under this firm's FCA authorisation.
Recent activity
Updates to this firm's record on the FCA register.
No changes recorded yet.