ADVENT SOLUTIONS MANAGEMENT LIMITED
Addresses
The contact details this firm has registered with the FCA.
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Principal Place of Business
4th Floor107 Fenchurch StreetLondonEC3M 5JFUNITED KINGDOM- Phone
- +442076484350
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Complaints Contact
4th Floor107 Fenchurch StreetLondonEC3M 5JFUNITED KINGDOM- Phone
- +4402076484350
What this firm is allowed to do
The regulated activities the FCA has granted this firm permission to carry out.
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Investment Advice (no pensions)
For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
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Authorised to Operate
Show 1 limitation Hide limitations
- · The firm can only agree to carry on the regulated activities specified in this Notice.
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Arranges Investments
For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
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Insurance Admin
For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
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Credit Brokering
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Stockbroking
For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
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Debt Plan Admin
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Investment Setup
For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
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Credit Score Services
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- · This permission is limited to not carrying out credit repair services
Approved individuals
Senior staff personally approved by the FCA to hold their roles here.
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Neil Smith
IRN NDS01042
- CF3 Chief Executive (10 Mar 2006 to 3 May 2007)
- CF8 Apportionment and Oversight (10 Mar 2006 to 3 May 2007)
- Responsible for Insurance Mediation (10 Mar 2006 to 3 May 2007)
- CF1 Director (14 Jan 2005 to 3 May 2007)
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Norman Alan Shuker
IRN NAS01038
- CF1 Director (AR) (26 Feb 2015 to 5 Jun 2023)
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Pamela Grover-Morgan
IRN PXG00182
- [FCA CF] Significant management (31 Mar 2021 to 8 Mar 2022)
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Patrick Henri Rene Leroy
IRN PHL01030
- CF3 Chief Executive (AR) (21 May 2014 to 2 Nov 2021)
- CF1 Director (AR) (21 May 2014 to 2 Nov 2021)
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Paul Argent
IRN PXA01644
- CF1 Director (AR) (30 Jul 2015 to 13 Feb 2018)
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Paul Aylward
IRN PXA00191
- CF1 Director (AR) (11 May 2022 to 6 Nov 2023)
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Paul Dowling
IRN PXD01613
- CF1 Director (AR) (3 Mar 2017 to 15 Dec 2023)
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Paul Dunlop
IRN PXD01542
- SMF3 Executive Director (9 Dec 2019 to 9 Dec 2019)
- Responsible for Insurance Distribution (1 Oct 2018 to 9 Dec 2019)
- CF1 Director (25 Jun 2007 to 8 Dec 2019)
- Responsible for Insurance Mediation (25 Jun 2007 to 30 Sep 2018)
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Paul Eamon Hallinan
IRN PXH00774
- CF1 Director (AR) (since 15 May 2025)
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Paul Joseph Bermingham
IRN PJB01543
- CF1 Director (AR) (2 Jun 2015 to 13 Feb 2018)
Appointed representatives
Smaller firms operating under this firm's FCA authorisation.
Recent activity
Updates to this firm's record on the FCA register.
No changes recorded yet.