Advantage Financial Services Limited

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Addresses

The contact details this firm has registered with the FCA.

The regulated activities the FCA has granted this firm permission to carry out.

Investment Advice (no pensions)

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
Authorised to Operate
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- · The firm can only agree to carry on the regulated activities specified in this Notice.
Arranges Investments

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
Insurance Admin

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
Credit Brokering
Stockbroking

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
Investment Setup

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

Senior staff personally approved by the FCA to hold their roles here.

Nicholas Moser
IRN NXM02093
- CF1 Director (19 May 2016 to 30 Nov 2018)
Noel Mansell
IRN NXM01696
- CF1 Director (16 Jan 2013 to 14 Dec 2015)
Paul Nunn
IRN PXN86937
- SMF3 Executive Director (since 8 Dec 2020)
- Responsible for Insurance Distribution (8 Dec 2020 to 23 Jun 2025)
Roger William Smith
IRN RWS01094
- CF3 Chief Executive (15 Nov 2006 to 28 Oct 2011)
- CF1 Director (14 Jan 2005 to 28 Oct 2011)
- CF8 Apportionment and Oversight (14 Jan 2005 to 31 Mar 2009)
- Responsible for Insurance Mediation (14 Jan 2005 to 28 Oct 2011)
- CF17 Significant Mgt (Other Business Operations) (14 Jan 2005 to 15 Nov 2006)
William Callow Stewart
IRN WCS01015
- CF2 Non Executive Director (15 Nov 2006 to 9 Apr 2013)
- CF1 Director (14 Jan 2005 to 15 Nov 2006)

Smaller firms operating under this firm's FCA authorisation.

The Travel Vault Limited (no longer appointed)
FRN 608248 · Appointed 4 Oct 2013 · Until 27 Feb 2014
MGA Cover Services Limited (no longer appointed)
FRN 597536 · Appointed 20 Mar 2013 · Until 14 Aug 2015
Alpha One Insurance Limited (no longer appointed)
FRN 473639 · Appointed 5 Jun 2009 · Until 23 Jan 2013
The Association of Independent Tour Operators Ltd (no longer appointed)
FRN 468838 · Appointed 11 Jun 2007 · Until 5 Jul 2013

Updates to this firm's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.