Roger William Smith

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Advantage Financial Services Limited (no longer approved here)

    FRN 308377

    • CF3 Chief Executive (15 Nov 2006 to 28 Oct 2011)
    • CF1 Director (14 Jan 2005 to 28 Oct 2011)
    • CF17 Significant Mgt (Other Business Operations) (14 Jan 2005 to 15 Nov 2006)
    • CF8 Apportionment and Oversight (14 Jan 2005 to 31 Mar 2009)
    • Responsible for Insurance Mediation (14 Jan 2005 to 28 Oct 2011)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.