Date authorised
1 April 2013
Companies House
02217569
Last scraped
2 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    3700
    Parkside
    Birmingham Business Park
    Birmingham
    West Midlands
    B37 7YT
    UNITED KINGDOM
    Phone
    +4403303030237
  • Complaints Contact

    3700
    Birmingham Business Park
    Parkside
    Birmingham
    West Midlands
    B37 7YT
    UNITED KINGDOM
    Phone
    +4401217671139

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Buy-to-Let Mortgage Advice

  • Buy-to-Let Mortgage Arranging

  • Equity Release Advice

    For Customer, Home reversion plans

  • Investment Advice (no pensions)

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Mortgage Advice

    For Customer, Regulated mortgage contract

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Equity Release Arranging

    For Customer, Home reversion plans

  • Arranges Investments

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Mortgage Arranging

    For Customer, Regulated mortgage contract

  • Buy-to-Let Start Date

  • Buy-to-Let Status

  • Credit Brokering

  • Debt Advice

    Show 1 limitation
    • · This permission is limited to debt counselling with no debt management activity
  • Equity Release Setup

    For Customer, Home reversion plans

  • Mortgage Setup

    For Customer, Regulated mortgage contract

  • Investment Setup

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Credit Score Services

    Show 1 limitation
    • · This permission is limited to not carrying out credit repair services

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Richard Ian Wynn

    IRN RIW01031

    • CF1 Director (AR) (4 Apr 2018 to 26 Sep 2019)
  • Richard James Howells

    IRN RJH00047

    • SMF1 Chief Executive (since 31 Jan 2024)
    • SMF3 Executive Director (since 31 Jan 2024)
    • Responsibility for MCD Intermediation (26 Jul 2024 to 2 Jan 2025)
    • Responsible for Insurance Distribution (26 Jul 2024 to 2 Jan 2025)
  • Richard James Murphy

    IRN RXM00831

    • Appointed representative dealing with clients for which they require qualification (7 Mar 2023 to 30 Sep 2023)
  • Richard James Willan

    IRN RJW01329

    • Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 30 Jun 2022)
    • CF1 Director (AR) (21 Dec 2018 to 30 Jun 2022)
  • Richard John Campo

    IRN RJC01378

    • Appointed representative dealing with clients for which they require qualification (19 Feb 2020 to 22 Apr 2024)
    • CF1 Director (AR) (20 Mar 2014 to 22 Apr 2024)
  • Richard John Twigg

    IRN RJT01097

    • CF2 Non Executive Director (11 Sep 2009 to 1 Dec 2010)
  • Richard Martin

    IRN RXM01720

    • Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 24 Nov 2021)
    • CF1 Director (AR) (14 Apr 2015 to 31 Aug 2024)
  • Richard Martin Smith

    IRN RMS01136

    • SMF17 Money Laundering Reporting Officer (MLRO) (17 Aug 2022 to 1 Mar 2023)
    • SMF16 Compliance Oversight (17 Aug 2022 to 1 Mar 2023)
    • SMF4 Chief Risk (19 Oct 2021 to 1 Mar 2023)
    • SMF3 Executive Director (19 Oct 2021 to 1 Mar 2023)
  • Richard Michael Jordan

    IRN RMJ01042

    • CF1 Director (AR) (2 May 2008 to 1 Jul 2009)
  • Richard Roocroft

    IRN RXR00092

    • Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 31 Dec 2024)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.