Richard Martin Smith

Last updated
5 days ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Worldline IT Services UK Limited

    FRN 1009329

    • SMF16 Compliance Oversight (since 9 May 2025)
  • Personal Touch Financial Services Limited (no longer approved here)

    FRN 187834

    • SMF16 Compliance Oversight (17 Aug 2022 to 1 Mar 2023)
    • SMF17 Money Laundering Reporting Officer (MLRO) (17 Aug 2022 to 1 Mar 2023)
    • SMF4 Chief Risk (19 Oct 2021 to 1 Mar 2023)
    • SMF3 Executive Director (19 Oct 2021 to 1 Mar 2023)
  • Advance Mortgage Funding Limited (no longer approved here)

    FRN 305008

    • SMF16 Compliance Oversight (17 Aug 2022 to 1 Mar 2023)
    • SMF17 Money Laundering Reporting Officer (MLRO) (17 Aug 2022 to 1 Mar 2023)
    • SMF4 Chief Risk (19 Oct 2021 to 1 Mar 2023)
    • SMF3 Executive Director (19 Oct 2021 to 1 Mar 2023)
  • First Complete Limited (no longer approved here)

    FRN 435779

    • SMF16 Compliance Oversight (17 Aug 2022 to 1 Mar 2023)
    • SMF17 Money Laundering Reporting Officer (MLRO) (17 Aug 2022 to 1 Mar 2023)
    • SMF3 Executive Director (19 Oct 2021 to 1 Mar 2023)
    • SMF4 Chief Risk (19 Oct 2021 to 1 Mar 2023)
  • Direct Life and Pension Services Limited (no longer approved here)

    FRN 155312

    • Director of firm who is not a certification employee or a SMF manager (14 Feb 2022 to 10 Mar 2023)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.