Addresses
The contact details this firm has registered with the FCA.
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Principal Place of Business
3700ParksideBirminghamWest MidlandsB37 7YTUNITED KINGDOM- Phone
- +4403303030237
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Complaints Contact
3700Birmingham Business ParkBirminghamWest MidlandsB37 7YTUNITED KINGDOM- Phone
- +4401217671139
What this firm is allowed to do
The regulated activities the FCA has granted this firm permission to carry out.
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Buy-to-Let Mortgage Advice
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Buy-to-Let Mortgage Arranging
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Equity Release Advice
For Customer, Home reversion plans
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Investment Advice (no pensions)
For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
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Mortgage Advice
For Customer, Regulated mortgage contract
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Authorised to Operate
Show 1 limitation Hide limitations
- · The firm can only agree to carry on the regulated activities specified in this Notice.
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Equity Release Arranging
For Customer, Home reversion plans
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Arranges Investments
For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
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Mortgage Arranging
For Customer, Regulated mortgage contract
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Credit Brokering
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Debt Advice
Show 1 limitation Hide limitations
- · This permission is limited to debt counselling with no debt management activity
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Equity Release Setup
For Customer, Home reversion plans
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Mortgage Setup
For Customer, Regulated mortgage contract
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Investment Setup
For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
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Credit Score Services
Show 1 limitation Hide limitations
- · This permission is limited to not carrying out credit repair services
Approved individuals
Senior staff personally approved by the FCA to hold their roles here.
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Neil David Hoare
IRN NDH01050
- (1438)CF29 Significant management (30 Jan 2008 to 3 Jun 2011)
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Neil George Brown
IRN NGB00003
- (1222)CF1 Director (AR) (22 Dec 2005 to 6 Nov 2008)
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Neil Kenneth Phillips
IRN NKP00001
- (101)CF1 Director (AR) (31 Oct 2004 to 27 Oct 2005)
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Neil Morrison
IRN NXM00123
- (1232)Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 1 Feb 2023)
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Nelson Osagbemworhue Osaghae Aifuwa
IRN NXO00056
- (1127)Appointed representative dealing with clients for which they require qualification (2 Apr 2024 to 7 Nov 2024)
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Niambh Butler
IRN NXB00211
- (650)Appointed representative dealing with clients for which they require qualification (28 Oct 2021 to 17 Jan 2022)
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Nichola Jayne Baristow
IRN NJB01246
- (183)CF1 Director (AR) (30 Nov 2009 to 13 Aug 2010)
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Nichola Rogers
IRN NXR00055
- (818)Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 21 Mar 2022)
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Nicholas Edge
IRN NXE00011
- (421)20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
- (422)Appointed representative dealing with clients for which they require qualification (since 19 Feb 2020)
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Nicholas John Blatcher
IRN NJB01228
- (1324)CF1 Director (AR) (19 Jul 2007 to 8 Apr 2010)
Appointed representatives
Smaller firms operating under this firm's FCA authorisation.
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Capital & Prosper Financial Management (no longer appointed)
FRN 403211 · Appointed 11 May 2009 · Until 1 Nov 2012
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Blakemore Independent Mortgages (no longer appointed)
FRN 414678 · Appointed 11 May 2009 · Until 17 Mar 2011
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Advanta Mortgage Services (no longer appointed)
FRN 408786 · Appointed 11 May 2009 · Until 22 Nov 2010
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Mortgage Brokers (Midlands) Ltd (no longer appointed)
FRN 408333 · Appointed 7 May 2009 · Until 12 Oct 2009
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Jane Garratty Consulting (no longer appointed)
FRN 441986 · Appointed 7 May 2009 · Until 26 Jul 2016
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Ascot Mortgage Solutions (no longer appointed)
FRN 500484 · Appointed 5 May 2009 · Until 11 Mar 2010
Recent activity
Updates to this firm's record on the FCA register.
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controlled function added: (1110)SMF18 Other Overall Responsibility
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controlled function added: (1109)Responsible for Insurance Distribution
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controlled function added: (1108)Responsibility for MCD Intermediation
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controlled function added: (1107)SMF2 Chief Finance
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controlled function added: (1106)SMF9 Chair of the Governing Body
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controlled function added: (1105)SMF10 Chair of the Risk Committee
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controlled function added: (1104)SMF11 Chair of the Audit Committee
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controlled function added: (1103)SMF5 Head of Internal Audit
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controlled function added: (1102)SMF24 Chief Operations
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controlled function added: (1101)CF1 Director (AR)