ADNFC FINANCIAL CONSULTANTS LTD

Date authorised
9 March 2020
Companies House
11968206
Last scraped
6 days ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Unit 3
    Ryedale House
    Piccadilly
    York
    North Yorkshire
    YO1 9NX
    UNITED KINGDOM
    Phone
    +4401615043704
    Web
    http://www.adnfc.com

  • Complaints Contact

    Unit 3
    Ryedale House
    Piccadilly
    York
    North Yorkshire
    YO1 9NX
    UNITED KINGDOM
    Phone
    +4407500556005

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Buy-to-Let Mortgage Advice

  • Buy-to-Let Mortgage Arranging

  • Pension Transfer Advice

    For Professional, Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit

    Show 2 limitations
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
    • · This activity is limited to the provision of advice in relation to the conversion or transfer of benefits from pension policies with a Guaranteed Annuity Rate.

  • Investment Advice (no pensions)

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Mortgage Advice

    For Customer, Regulated mortgage contract

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Arranges Investments

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Mortgage Arranging

    For Customer, Regulated mortgage contract

  • Buy-to-Let Start Date

  • Buy-to-Let Status

  • Credit Brokering

  • Debt Negotiation

    Show 1 limitation
    • · Limited to debt adjusting excluding the conclusion or administration of debt management plans. In this limitation “debt management plans” is defined as: “a non-statutory agreement between a customer and one or more of the customer's lenders the aim of which is to discharge or liquidate the customer's debts, by making regular payments to a third party which administers the plan and distributes the money to the lenders”.

  • Debt Advice

    Show 1 limitation
    • · Limited to debt counselling excluding giving advice about debt management plans. In this limitation “debt management plans” is defined as: “a non-statutory agreement between a customer and one or more of the customer's lenders the aim of which is to discharge or liquidate the customer's debts, by making regular payments to a third party which administers the plan and distributes the money to the lenders”.

  • Mortgage Setup

    For Customer, Regulated mortgage contract

  • Investment Setup

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Danielle Rebecca Brown

    IRN DXB00533

    • [FCA CF] Functions requiring qualifications (9 Aug 2021 to 8 Aug 2022)
  • David Wiltsher

    IRN DXW00217

    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • [FCA CF] Functions requiring qualifications (since 18 Mar 2024)
    • CF1 Director (AR) (21 Jun 2024 to 11 Oct 2024)
    • Appointed representative dealing with clients for which they require qualification (21 Jun 2024 to 11 Oct 2024)
  • Declan Ward

    IRN DXW00319

    • Appointed representative dealing with clients for which they require qualification (17 Jun 2024 to 16 Feb 2026)
    • CF1 Director (AR) (25 Oct 2022 to 16 Feb 2026)
    • [FCA CF] Functions requiring qualifications (4 Oct 2022 to 16 Feb 2026)
  • Ian Butler

    IRN IXB00067

    • 21. Advising or arranging (bringing about) equity release transactions
    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • Appointed representative dealing with clients for which they require qualification (since 17 Jun 2024)
    • CF1 Director (AR) (since 13 Mar 2023)
    • [FCA CF] Functions requiring qualifications (since 6 Dec 2022)
  • Janna Louise Procter

    IRN JXP00547

    • [FCA CF] Functions requiring qualifications (14 Jul 2023 to 15 Apr 2024)
  • Jasmine Ward

    IRN JXW00669

    • CF1 Director (AR) (28 Mar 2024 to 16 May 2024)
    • [FCA CF] Functions requiring qualifications (9 Jan 2024 to 16 May 2024)
  • Jason John Stanley Cook

    IRN JXC00451

    • [FCA CF] Functions requiring qualifications (18 Mar 2024 to 5 Jun 2024)
  • John Brian Lavender

    IRN JXL00391

    • [FCA CF] Functions requiring qualifications (15 Aug 2022 to 19 Oct 2022)
  • Julie Drawwater

    IRN JXD85530

    • Appointed representative dealing with clients for which they require qualification (17 Jun 2024 to 6 Jan 2025)
    • CF1 Director (AR) (16 May 2024 to 6 Jan 2025)
    • [FCA CF] Functions requiring qualifications (8 Mar 2024 to 6 Jan 2025)
  • Kamal Mattu

    IRN KRM00022

    • 21. Advising or arranging (bringing about) equity release transactions
    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • [FCA CF] Functions requiring qualifications (since 16 Jan 2026)
    • [FCA CF] Functions requiring qualifications (26 Jul 2024 to 8 May 2025)
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Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

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