ADM Investor Services International Limited

Date authorised
1 April 2013
Companies House
02547805
Last scraped
3 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    A D M Invester Services
    The Minster Building
    21 Mincing Lane
    London
    City Of London
    EC3R 7AG
    UNITED KINGDOM
    Phone
    +4402077168161
    Web
    https://www.admisi.com

  • Complaints Contact

    A D M Invester Services
    The Minster Building
    21 Mincing Lane
    London
    City Of London
    EC3R 7AG
    UNITED KINGDOM
    Phone
    +4402077168161

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Unit

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Arranges Investments

    For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Stockbroking

    For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Trades With You Directly

    For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share

    Show 2 limitations
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
    • · May only deal on own account in MiFID financial instruments for the purpose of (i) fulfilling or executing a client order or (ii) gaining entrance to a clearing and settlement system or a recognised exchange when acting in an agency capacity or executing a client order.

  • Investment Setup

    For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Manages Your Portfolio

    For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Holds Your Assets

    For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Electronic Trade Settlement

    For Professional, Retail (Investment), Certificates representing certain security, Government and public security, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share

    Show 2 limitations
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • John Joseph Scaffardi

    IRN JJS01075

    • CF26 Customer Trading (14 Aug 2003 to 5 Apr 2005)
  • John Milford

    IRN JXM01553

    • CF26 Customer Trading (1 Dec 2001 to 7 Feb 2003)
  • John Patrick Stott

    IRN JPS01114

    • SMF9 Chair of the Governing Body (since 8 Sep 2022)
    • SMF10 Chair of the Risk Committee (since 8 Sep 2022)
    • SMF11 Chair of the Audit Committee (since 8 Sep 2022)
    • SMF12 Chair of the Remuneration Committee (since 8 Sep 2022)
    • SMF13 Chair of the Nominations Committee (since 8 Sep 2022)
    • CF2 Non Executive Director (1 Dec 2001 to 31 Aug 2006)
  • John Peter Wilton

    IRN JPW01086

    • CF30 Customer (1 Nov 2007 to 27 Apr 2018)
    • CF21 Investment Adviser (24 Nov 2006 to 31 Oct 2007)
  • John Ruffles

    IRN JXR01226

    • CF21 Investment Adviser (1 Dec 2001 to 20 Feb 2004)
  • John Stanton Woodland

    IRN JSW01058

    • CF30 Customer (1 Nov 2007 to 31 Dec 2009)
    • CF26 Customer Trading (5 Oct 2006 to 31 Oct 2007)
  • John William Cunningham

    IRN JWC01091

    • CF26 Customer Trading (18 Aug 2004 to 7 Jun 2005)
  • John William Gamble Slade

    IRN JXS01405

    • [FCA CF] Client dealing (since 9 Dec 2019)
    • CF30 Customer (1 Feb 2012 to 8 Dec 2019)
  • John William Michael Ventre

    IRN JWV01006

    • CF21 Investment Adviser (1 Dec 2001 to 26 Mar 2004)
  • Jon William Reed

    IRN JWR01048

    • CF26 Customer Trading (2 Dec 2003 to 3 Jun 2005)
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Recent activity

Updates to this firm's record on the FCA register.

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