John William Cunningham

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

Macquarie Bank Ltd
FRN 170934
- [FCA CF] Material risk taker (since 1 Apr 2024)
- [FCA CF] Manager of certification employee (since 26 Aug 2020)
- [FCA CF] Client dealing (since 30 Jan 2019)
Citigroup Global Markets Limited (no longer approved here)
FRN 124384
- CF30 Customer (23 Oct 2012 to 6 Mar 2016)
ADM Investor Services International Limited (no longer approved here)
FRN 148474
- CF26 Customer Trading (18 Aug 2004 to 7 Jun 2005)
ICBC Standard Bank Plc (no longer approved here)
FRN 124823
- CF21 Investment Adviser (28 Feb 2002 to 20 Oct 2003)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.