ADG Securities LLP

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Addresses

The contact details this firm has registered with the FCA.

The regulated activities the FCA has granted this firm permission to carry out.

Authorised to Operate
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- · The firm can only agree to carry on the regulated activities specified in this Notice.
Trades With You Directly

For Eligible Counterparty, Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant
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- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
- · The firm may only deal on own account in MiFID financial instruments if: (i) it does not hold client money or securities in relation to investment services or activities that it provides and is not authorised to do so; (ii) the only investment service or activity it undertakes is dealing on own account; (iii) it has no external customers in relation to the investment services or activities it provides

Senior staff personally approved by the FCA to hold their roles here.

Riaan Daly-Evans
IRN RXD01468
- [FCA CF] Material risk taker (23 Sep 2025 to 31 Dec 2025)
- [FCA CF] Significant management (9 Dec 2019 to 31 Dec 2025)
Selina Krespi
IRN SJW01408
- [FCA CF] Material risk taker (since 23 Sep 2025)
- SMF27 Partner (since 24 Feb 2020)
- [FCA CF] Proprietary trader (since 9 Dec 2019)
- [FCA CF] Algorithmic trading (9 Dec 2019 to 8 Apr 2024)
- [FCA CF] Significant management (9 Dec 2019 to 10 Jun 2025)
- [FCA CF] Material risk taker (9 Dec 2019 to 10 Jun 2025)
Sing Kwong Cheung
IRN SKC01064
- CF30 Customer (1 Nov 2018 to 2 Dec 2019)
- CF4 Partner (1 Nov 2018 to 2 Dec 2019)
William Rogers
IRN WRR01012
- [FCA CF] Material risk taker (since 23 Sep 2025)
- SMF27 Partner (since 20 Jun 2022)

Updates to this firm's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.