Date authorised
1 October 2013
Companies House
08494131
Last scraped
2 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Eighth Floor
    2 More London Riverside
    London
    SE1 2JT
    UNITED KINGDOM
    Phone
    +442072345000
  • Complaints Contact

    Mr Paul Owers
    Eighth Floor
    2 More London Riverside
    London
    SE1 2JT
    UNITED KINGDOM
    Phone
    +442072345000

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • P2P Lending Advice

    For Eligible Counterparty, Professional

  • Investment Advice (no pensions)

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Arranges Asset Safekeeping

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Stockbroking

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Runs Investment Funds

  • Investment Setup

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Manages Your Portfolio

    For Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Holds Your Assets

    For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Government and public security, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Bijal Patel

    IRN BXP87788

    • [FCA CF] Client dealing (3 Jul 2020 to 6 Jul 2020)
  • Brian David CHINAPPI

    IRN BXC08738

    • [FCA CF] Material risk taker (since 17 Nov 2022)
    • [FCA CF] Manager of certification employee (since 9 Dec 2019)
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • CF30 Customer (22 Jul 2019 to 8 Dec 2019)
  • Christopher James Coles

    IRN CJC01117

    • CF11 Money Laundering Reporting (8 Nov 2013 to 20 Jan 2016)
  • Daniel Paul Fletcher

    IRN DPF01019

    • CF1 Director (1 Oct 2013 to 7 Jun 2016)
    • CF3 Chief Executive (1 Oct 2013 to 7 May 2014)
  • David Kunzmann

    IRN DXK00477

    • [FCA CF] Material risk taker (since 24 Nov 2025)
    • [FCA CF] Client dealing (since 24 Nov 2025)
  • David Ross Standen Morley

    IRN DRM01130

    • [FCA CF] Material risk taker (since 9 Dec 2019)
    • [FCA CF] Manager of certification employee (since 9 Dec 2019)
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • CF30 Customer (9 Aug 2019 to 8 Dec 2019)
  • David Russell Cooke

    IRN DRC01201

    • [FCA CF] Material risk taker (since 17 Nov 2022)
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • CF30 Customer (23 Jul 2019 to 8 Dec 2019)
  • Edmund Hubert Anthony Williams

    IRN EXW17355

    • [FCA CF] Material risk taker (17 Nov 2022 to 13 Dec 2024)
    • [FCA CF] Client dealing (9 Dec 2019 to 13 Dec 2024)
    • CF30 Customer (24 Jul 2019 to 8 Dec 2019)
  • Fergus Mackintosh

    IRN FXM87789

    • [FCA CF] Material risk taker (17 Nov 2022 to 31 Oct 2025)
    • [FCA CF] Client dealing (6 Feb 2020 to 31 Oct 2025)
  • Frederick Clive Rodgers

    IRN FCR01012

    • [FCA CF] Material risk taker (17 Nov 2022 to 31 Dec 2025)
    • SMF3 Executive Director (9 Dec 2019 to 30 Sep 2025)
    • CF1 Director (AR) (25 Jun 2019 to 1 Sep 2025)
    • CF1 Director (20 Nov 2013 to 8 Dec 2019)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.