Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- CF29 Significant management (17 Apr 2018 to 8 Dec 2019)
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- CF11 Money Laundering Reporting (8 Nov 2013 to 20 Jan 2016)
- CF28 Systems and controls (28 Nov 2012 to 8 Aug 2016)
- CF4 Partner (25 Sep 2009 to 31 Oct 2016)
- CF30 Customer (27 May 2008 to 30 Jan 2018)
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- CF11 Money Laundering Reporting (8 Nov 2013 to 20 Jan 2016)
- CF4 Partner (20 Nov 2012 to 31 Oct 2016)
- CF30 Customer (20 Nov 2012 to 30 Jan 2018)
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- CF11 Money Laundering Reporting (8 Nov 2013 to 20 Jan 2016)
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- CF30 Customer (1 Nov 2007 to 29 Feb 2008)
- CF21 Investment Adviser (1 Dec 2001 to 26 Sep 2006)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.