Date authorised
26 June 2020
Companies House
10637152
Last scraped
1 week ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    6 Lloyd's Avenue
    London
    EC3N 3AX
    UNITED KINGDOM
    Phone
    +4402039000232
  • Complaints Contact

    6 Lloyd's Avenue
    London
    EC3N 3AX
    UNITED KINGDOM
    Phone
    +4402039000232

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Insurance Admin

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Stockbroking

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Investment Setup

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Maxine Allen

    IRN MXA00288

    • [FCA CF] Significant management (12 May 2023 to 12 Nov 2024)
  • Oliver Phillips

    IRN OXP00059

    • [FCA CF] Significant management (15 Sep 2023 to 29 Dec 2023)
  • PAUL SMITH

    IRN PXS24137

    • SMF3 Executive Director (30 Oct 2024 to 2 Dec 2024)
    • Responsible for Insurance Distribution (30 Oct 2024 to 28 Jan 2025)
    • SMF1 Chief Executive (30 Oct 2024 to 28 Jan 2025)
  • Paul Edward Barnes

    IRN PXB27800

    • SMF3 Executive Director (6 Oct 2020 to 28 Jan 2021)
  • Paul Johnson

    IRN PXJ01543

    • SMF3 Executive Director (12 May 2023 to 30 Sep 2024)
  • Roy John Clark

    IRN RXC00740

    • Director of firm who is not a certification employee or a SMF manager (since 1 May 2024)
  • Ryan Christopher Brown

    IRN RCB01098

    • Responsible for Insurance Distribution (13 Jul 2023 to 16 Jul 2024)
    • SMF1 Chief Executive (13 Jul 2023 to 16 Jul 2024)
    • SMF3 Executive Director (13 Jul 2023 to 8 Dec 2025)
  • Sarah Louise Lane

    IRN SLL01022

    • [FCA CF] Significant management (12 May 2023 to 12 Nov 2024)
  • Timothy John Chadwick

    IRN TJC01198

    • SMF3 Executive Director (23 Mar 2023 to 21 Oct 2024)
  • William Charles Allen Bulleid

    IRN WXB00182

    • SMF3 Executive Director (since 9 Nov 2024)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.