PAUL SMITH

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

Acquinex Limited (no longer approved here)
FRN 923778
- Responsible for Insurance Distribution (30 Oct 2024 to 28 Jan 2025)
- SMF1 Chief Executive (30 Oct 2024 to 28 Jan 2025)
- SMF3 Executive Director (30 Oct 2024 to 2 Dec 2024)
Acquinex GmbH (no longer approved here)
FRN 973686
- Responsible for Insurance Distribution (30 Oct 2024 to 28 Jan 2025)
- SMF19 Head of Overseas Branch/Head of Overseas (30 Oct 2024 to 28 Jan 2025)
Bluefriars Brokers Limited (no longer approved here)
FRN 604987
- CF1 Director (AR) (11 Dec 2019 to 26 Jun 2020)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.