Acorn to Oaks Financial Services Ltd

Date authorised
1 April 2013
Companies House
06547017
Last scraped
2 weeks ago
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Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Acorn 2 Oaks Financial Services
    93 Church Street
    Bilston
    Wolverhampton
    WV14 0BJ
    UNITED KINGDOM
    Phone
    +441902409414
    Web
    https://www.a2ofs.co.uk

  • Complaints Contact

    Acorn 2 Oaks Financial Services
    93 Church Street
    Bilston
    Wolverhampton
    WV14 0BJ
    UNITED KINGDOM
    Phone
    +441902409414

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Buy-to-Let Mortgage Advice

  • Buy-to-Let Mortgage Arranging

  • P2P Lending Advice

    For Professional, Retail (Investment)

  • Pension Transfer Advice

    For Professional, Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit

    Show 2 limitations
    • · This activity is limited to the provision of advice in relation to the conversion or transfer of benefits from: i) pension policies with a Guaranteed Annuity Rate (for the avoidance of doubt, this includes policies which are retirement annuity contracts with a minimum guaranteed income, where that income satisfies limb (b) of the Glossary definition of Guaranteed Annuity Rate); ii) defined contribution occupational schemes without safeguarded benefits.
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Investment Advice (no pensions)

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Mortgage Advice

    For Customer, Regulated mortgage contract

  • Authorised to Operate

  • Arranges Investments

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Mortgage Arranging

    For Customer, Regulated mortgage contract

  • Insurance Admin

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Buy-to-Let Start Date

  • Buy-to-Let Status

  • Credit Brokering

  • Stockbroking

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Debt Advice

    Show 1 limitation
    • · Limited to debt counselling excluding giving advice about debt management plans. In this limitation “debt management plans” is defined as: “a non-statutory agreement between a customer and one or more of the customer's lenders the aim of which is to discharge or liquidate the customer's debts, by making regular payments to a third party which administers the plan and distributes the money to the lenders”.

  • Mortgage Setup

    For Customer, Regulated mortgage contract

  • Investment Setup

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Luke Frank Oakley

    IRN LFO01004

    • Responsible for Insurance Mediation (8 Sep 2008 to 21 Jan 2011)
    • CF1 Director (8 Sep 2008 to 21 Jan 2011)
  • Mark Howe Bradley

    IRN MXB02739

    • CF1 Director (AR) (since 13 May 2021)
  • Mark James Smith

    IRN MJS01353

    • CF30 Customer (12 Oct 2015 to 24 Jul 2019)
  • Mark Jeavons

    IRN MXJ01833

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 7. Giving personal recommendations on long-term care insurance contracts
    • [FCA CF] Client dealing (since 6 Jan 2024)
    • [FCA CF] Functions requiring qualifications (since 6 Jan 2024)
  • Michael Howard Goldstein

    IRN MHG01026

    • SMF3 Executive Director (9 Dec 2019 to 7 Apr 2021)
    • CF1 Director (23 Apr 2019 to 8 Dec 2019)
  • Michael John Patrick Hutchins

    IRN MJH01233

    • CF2 Non Executive Director (14 Mar 2011 to 9 Jan 2019)
  • Nicholas Chwiej

    IRN NXC00330

    • [FCA CF] Functions requiring qualifications (27 Mar 2023 to 13 May 2024)
  • Paul Alfred Smith

    IRN PAS01126

    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • 21. Advising or arranging (bringing about) equity release transactions
    • Appointed representative dealing with clients for which they require qualification (since 21 Jan 2026)
  • Penelope Susan Dashfield

    IRN PXD00319

    • [FCA CF] Functions requiring qualifications (1 Apr 2023 to 23 Aug 2023)
  • Pritesh Desai

    IRN PXD01621

    • CF1 Director (AR) (7 Sep 2018 to 8 Oct 2020)
    • CF30 Customer (26 Sep 2017 to 8 Oct 2020)
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Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

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Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.