Date authorised
12 August 2025
Companies House
OC431107
Last scraped
4 days ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    4 Sloane Terrace
    London
    Kensington And Chelsea
    SW1X 9DQ
    UNITED KINGDOM
    Phone
    +442070702500
  • Complaints Contact

    4 Sloane Terrace
    London
    Kensington And Chelsea
    SW1X 9DQ
    UNITED KINGDOM
    Phone
    +442070702500

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Arranges Asset Safekeeping

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Stockbroking

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Investment Setup

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Private Investment Funds

  • Manages Your Portfolio

    For Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Joseph Clarke

    IRN JXC00882

    • SMF16 Compliance Oversight (since 26 Jan 2026)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 26 Jan 2026)
    • SMF27 Partner (since 26 Jan 2026)
  • Laura Ransanz

    IRN LXR21407

    • [FCA CF] Client dealing (since 31 Oct 2025)
  • Liam Pearce

    IRN LXP00468

    • [FCA CF] Manager of certification employee (since 31 Oct 2025)
  • Michael Gunner

    IRN MXG00899

    • [FCA CF] Client dealing (since 31 Oct 2025)
    • [FCA CF] Material risk taker (since 31 Oct 2025)
  • Michael James Humphries

    IRN MXH01379

    • [FCA CF] Client dealing (since 31 Oct 2025)
    • [FCA CF] Material risk taker (since 31 Oct 2025)
    • SMF27 Partner (since 12 Aug 2025)
  • Mitch Kimball

    IRN MXK01002

    • [FCA CF] Client dealing (31 Oct 2025 to 18 Mar 2026)
  • Rheanna Filmer

    IRN RXF00201

    • [FCA CF] Client dealing (since 31 Oct 2025)
  • Ross John Carden

    IRN RJC01283

    • [FCA CF] Client dealing (since 31 Oct 2025)
    • [FCA CF] Material risk taker (since 31 Oct 2025)
  • Sean Andrew Cote

    IRN SAC01179

    • SMF16 Compliance Oversight (12 Aug 2025 to 31 Dec 2025)
    • SMF17 Money Laundering Reporting Officer (MLRO) (12 Aug 2025 to 31 Dec 2025)
    • SMF27 Partner (12 Aug 2025 to 31 Dec 2025)
  • Wilfried Franck Duteil

    IRN WFD01007

    • [FCA CF] Material risk taker (since 31 Oct 2025)
    • [FCA CF] Client dealing (since 31 Oct 2025)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.