Date authorised
1 April 2013
Companies House
OC303480
Last scraped
3 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    3rd Floor
    45 Albemarle Street
    Mayfair
    London
    W1S 4JL
    UNITED KINGDOM
    Phone
    +4402089392900
  • Complaints Contact

    3rd Floor
    45 Albemarle Street
    Mayfair
    London
    W1S 4JL
    UNITED KINGDOM
    Phone
    +4402089392900

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • P2P Lending Advice

    For Eligible Counterparty, Professional

  • Investment Advice (no pensions)

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Arranges Asset Safekeeping

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Stockbroking

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Investment Setup

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Manages Your Portfolio

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • DouglasThomas Harvey Thursby-Pelham

    IRN DHT01035

    • CF4 Partner (AR) (8 Dec 2011 to 12 Feb 2014)
  • Gerard Francis Ifill - Williams

    IRN GFI01000

    • CF30 Customer (30 Jan 2014 to 5 Oct 2016)
  • Hendricus Cornelius Kras

    IRN HCK01015

    • CF1 Director (AR) (10 Aug 2015 to 3 Apr 2018)
  • Jan Bendix Vilhelmsen

    IRN JBV01004

    • CF30 Customer (1 Nov 2007 to 1 Jan 2010)
    • CF4 Partner (6 Sep 2004 to 4 Apr 2012)
    • CF21 Investment Adviser (6 Sep 2004 to 31 Oct 2007)
  • Jan Oscar Froshaug

    IRN JOF01006

    • CF4 Partner (7 Nov 2006 to 30 Dec 2010)
  • Johann, Christophe, Dominik von Eynern

    IRN JCV01038

    • CF30 Customer (10 Aug 2015 to 3 Apr 2018)
  • John Francis Mauldin

    IRN JFM01081

    • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
    • CF4 Partner (18 Sep 2006 to 17 Jun 2016)
    • CF27 Investment Management (14 Jul 2005 to 31 Oct 2007)
  • Mads Peter Hansen

    IRN MPH01095

    • CF4 Partner (13 Apr 2004 to 13 Jan 2006)
    • CF27 Investment Management (15 Oct 2003 to 13 Jan 2006)
    • CF22 Investment Adviser (Trainee) (24 Jul 2003 to 15 Oct 2003)
  • Mark Daniel Moloney

    IRN MDM01155

    • [FCA CF] Client dealing (since 9 Dec 2019)
    • [FCA CF] Manager of certification employee (since 9 Dec 2019)
    • CF30 Customer (6 Oct 2016 to 8 Dec 2019)
  • Nicholas Rees

    IRN NXR01094

    • CF30 Customer (26 Apr 2018 to 8 Dec 2019)
    • CF1 Director (AR) (24 Jul 2017 to 3 Apr 2018)
    • CF3 Chief Executive (22 Jul 2014 to 9 Apr 2018)
    • CF4 Partner (1 Sep 2005 to 20 Apr 2018)
    • CF27 Investment Management (8 Feb 2005 to 31 Oct 2007)
    • CF21 Investment Adviser (13 Feb 2004 to 31 Oct 2007)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.