ABSOLUTE FINANCIAL MANAGEMENT LIMITED

• Principal Place of Business

  Bull Yard

  r/o 75 High Street

  Ashford

  Kent

  TN24 8SN

  UNITED KINGDOM

  Phone

  +4401233646666

  Web

  https://www.afmanagement.co.uk

• Complaints Contact

  Bull Yard

  r/o 75 High Street

  Ashford

  Kent

  TN24 8SN

  UNITED KINGDOM

  Phone

  +4401233646666

• Buy-to-Let Mortgage Advice

• Buy-to-Let Mortgage Arranging

• P2P Lending Advice

  For Retail (Investment), Retail (Non-Investment Insurance)

• Pension Transfer Advice

  For Retail (Investment), Personal pension scheme, Stakeholder pension scheme

• Equity Release Advice

  For Customer, Home reversion plans

• Investment Advice (no pensions)

  For Commercial, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Mortgage Advice

  For Customer, Regulated mortgage contract

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Equity Release Arranging

  For Customer, Home reversion plans

• Arranges Investments

  For Commercial, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Mortgage Arranging

  For Customer, Regulated mortgage contract

• Buy-to-Let Start Date

• Buy-to-Let Status

• Credit Brokering

• Debt Advice

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  • · Limited to no debt counselling excluding the administration of debt management plans. In this limitation Debt Management Plans are defined as: a non statutory agreement between a customer and one or more of the customers lenders the aim of which is to discharge or liquidate the customers debts by making regular payments to a third party which administers the plan and distributes the money to the lenders

• Equity Release Setup

  For Customer, Home reversion plans

• Mortgage Setup

  For Customer, Regulated mortgage contract

• Investment Setup

  For Commercial, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Jason George Laslett

  IRN JGL00018

  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • 11. Pension transfer specialist
  • [FCA CF] Functions requiring qualifications (since 23 Dec 2022)
  • [FCA CF] Client dealing (since 23 Dec 2022)
• John George Henly

  IRN JGH00015

  • [FCA CF] Client dealing (2 Feb 2021 to 19 Feb 2025)
  • [FCA CF] Functions requiring qualifications (2 Feb 2021 to 19 Feb 2025)
• Karl Alexander Maclean

  IRN KXM00145

  • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
  • [FCA CF] Client dealing (since 3 Apr 2023)
  • [FCA CF] Functions requiring qualifications (since 3 Apr 2023)
• Lee Lewis

  IRN LDL00004

  • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
  • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
  • [FCA CF] Client dealing (since 9 Dec 2019)
• Leslie Alan Everson

  IRN LAE00003

  • CF21 Investment Adviser (30 Sep 2004 to 4 Mar 2005)
  • CF1 Director (30 Sep 2004 to 3 Oct 2004)
• Mark Eaton

  IRN MXE00013

  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • 21. Advising or arranging (bringing about) equity release transactions
  • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
  • SMF16 Compliance Oversight (since 9 Dec 2019)
  • SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
  • SMF3 Executive Director (since 9 Dec 2019)
  • [FCA CF] Client dealing (since 9 Dec 2019)
  • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
  • Responsible for Insurance Distribution (since 1 Oct 2018)
  • Responsibility for MCD Intermediation (since 21 Mar 2016)
  • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
  • Responsible for Insurance Mediation (14 Jan 2005 to 30 Sep 2018)
  • CF10 Compliance Oversight (30 Sep 2004 to 8 Dec 2019)
  • CF1 Director (30 Sep 2004 to 8 Dec 2019)
  • CF11 Money Laundering Reporting (30 Sep 2004 to 8 Dec 2019)
  • CF21 Investment Adviser (30 Sep 2004 to 31 Oct 2007)
  • CF8 Apportionment and Oversight (30 Sep 2004 to 31 Mar 2009)
• Mark Wicks

  IRN MTW00018

  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • 7. Giving personal recommendations on long-term care insurance contracts
  • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • [FCA CF] Client dealing (since 25 Sep 2023)
  • [FCA CF] Functions requiring qualifications (since 18 Sep 2023)
• Martin Horne

  IRN MEH00014

  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • 7. Giving personal recommendations on long-term care insurance contracts
  • [FCA CF] Client dealing (since 2 Sep 2024)
  • [FCA CF] Functions requiring qualifications (since 2 Sep 2024)
• Martyn Allen

  IRN MXA00050

  • 21. Advising or arranging (bringing about) equity release transactions
  • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
  • [FCA CF] Client dealing (since 2 Jan 2020)
  • [FCA CF] Functions requiring qualifications (since 2 Jan 2020)
• Michael Charles Murphy

  IRN MCM01099

  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • [FCA CF] Client dealing (since 23 Dec 2022)
  • [FCA CF] Functions requiring qualifications (since 23 Dec 2022)

• Blueprint Asset Management Ltd (no longer appointed)

  FRN 652634 · Appointed 31 Oct 2014 · Until 2 Feb 2016

• Guided Wealth Ltd (no longer appointed)

  FRN 582305 · Appointed 31 May 2012 · Until 5 Aug 2013

• Trinity House IFA Ltd (no longer appointed)

  FRN 224622 · Appointed 18 Nov 2004 · Until 31 Jan 2006

No changes recorded yet.