Mark Wicks

Last updated
2 weeks ago
Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • ABSOLUTE FINANCIAL MANAGEMENT LIMITED

    FRN 401135

    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 7. Giving personal recommendations on long-term care insurance contracts
    • [FCA CF] Client dealing (since 25 Sep 2023)
    • [FCA CF] Functions requiring qualifications (since 18 Sep 2023)
  • Stonebridge Mortgage Solutions Ltd (no longer approved here)

    FRN 454811

    • Appointed representative dealing with clients for which they require qualification (19 Jul 2023 to 9 Aug 2023)
  • Mortgage Advice Bureau Limited (no longer approved here)

    FRN 455545

    • Appointed representative dealing with clients for which they require qualification (2 Aug 2021 to 11 Jul 2023)
  • First Complete Limited (no longer approved here)

    FRN 435779

    • Appointed representative dealing with clients for which they require qualification (20 Feb 2020 to 23 Jul 2021)
  • HSBC Bank Plc (no longer approved here)

    FRN 114216

    • CF30 Customer (29 Jan 2013 to 20 Feb 2015)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.