ABSA SECURITIES UNITED KINGDOM LIMITED

• Principal Place of Business

  Absa Securities UK

  40 Bank Street

  London

  Tower Hamlets

  E14 5NR

  UNITED KINGDOM

  Phone

  +4402039616049

• Complaints Contact

  Absa Securities UK

  40 Bank Street

  London

  E14 5NR

  UNITED KINGDOM

  Phone

  +442039616049

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Structured Deposits, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Structured Deposits, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Arranges Asset Safekeeping

  For Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Maryjane Mokgethi

  IRN MXM01056

  • [FCA CF] Client dealing (3 Jan 2023 to 31 Jan 2025)
• Ore Adegbotolu

  IRN OXA01299

  • CF30 Customer (2 Oct 2018 to 2 Apr 2019)
• Patrick Kimani Kibunja

  IRN PXK10442

  • [FCA CF] Client dealing (since 9 Dec 2019)
  • CF30 Customer (17 Jan 2019 to 8 Dec 2019)
• Rakesh Jangili

  IRN RXJ33748

  • [FCA CF] Client dealing (since 5 Jan 2026)
• Robert William Kirk

  IRN RWK01016

  • [FCA CF] Client dealing (since 13 Jan 2021)
• Roderick Grenville Fenn Salmon

  IRN RGS01130

  • CF30 Customer (17 Oct 2018 to 8 Dec 2019)
• Rukudzo Matsaira

  IRN RXM07088

  • CF30 Customer (10 Oct 2018 to 8 Dec 2019)
• Russell Jahangir Kalam

  IRN RJK01064

  • [FCA CF] Client dealing (9 Dec 2019 to 27 Aug 2021)
  • CF30 Customer (12 Dec 2018 to 8 Dec 2019)
• Ryan Reece Fuller

  IRN RXF00160

  • [FCA CF] Client dealing (since 9 Sep 2021)
• Simon Douglas Netherwood Rankin

  IRN SDR01044

  • [FCA CF] Manager of certification employee (since 5 Dec 2023)
  • [FCA CF] Client dealing (since 9 Dec 2019)
  • [FCA CF] Material risk taker (9 Dec 2019 to 1 Jan 2022)
  • [FCA CF] Significant management (9 Dec 2019 to 5 Dec 2023)
  • CF30 Customer (23 Oct 2018 to 8 Dec 2019)

No changes recorded yet.