Date authorised
1 April 2013
Companies House
03526143
Last scraped
3 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    280 Bishopsgate
    London
    EC2M 4AG
    UNITED KINGDOM
    Phone
    +4402074636000
  • Complaints Contact

    1 George Street
    Edinburgh
    Midlothian
    EH2 2LL
    UNITED KINGDOM
    Phone
    +4401313729444

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Bank Deposits

    For All, Deposit

    Show 1 limitation
    • · Limited to accepting deposits in the course of carrying on insurance business for which the firm holds a permission.
  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Professional, Retail (Investment), Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Manages Insurance Policies

    For All, Life and annuity, Linked long-term, Pension fund management

  • Stockbroking

    For Eligible Counterparty, Professional, Retail (Investment), Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant

  • Trades With You Directly

    For Eligible Counterparty, Professional, Retail (Investment), Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Issues Insurance

    For All, Life and annuity, Linked long-term, Pension fund management

  • Investment Setup

    For Professional, Retail (Investment), Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Manages Your Portfolio

    For Eligible Counterparty, Professional, Retail (Investment), Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Lauren Ferguson

    IRN LXF00299

    • [FCA CF] Significant management (since 19 Sep 2025)
  • Lisa Anne Bowley

    IRN LAB01160

    • SMF4 Chief Risk (10 Dec 2018 to 22 Mar 2019)
    • SIMF4 Chief Risk Function (8 Dec 2017 to 9 Dec 2018)
  • Lisa Lucchesi

    IRN LXL26274

    • [FCA CF] Manager of certification employee (17 May 2023 to 28 Jan 2024)
    • [FCA CF] Material risk taker (30 Mar 2020 to 9 Sep 2021)
    • [FCA CF] Significant management (30 Mar 2020 to 28 Jan 2024)
    • [PRA CF] Managing a material risk taker (30 Mar 2020 to 31 Mar 2020)
  • Lorna Carnegie

    IRN LXC01820

    • SMF16 Compliance Oversight (since 10 Dec 2018)
    • CF10 Compliance Oversight (4 Apr 2017 to 9 Dec 2018)
  • Louisa Barnett

    IRN LXB81166

    • [FCA CF] Significant management (since 4 May 2020)
    • [FCA CF] Manager of certification employee (24 Mar 2025 to 28 Apr 2025)
  • Lydia Buttinger

    IRN LXB00087

    • [FCA CF] Material risk taker (29 Oct 2020 to 9 Sep 2021)
    • [FCA CF] Significant management (29 Oct 2020 to 28 Mar 2022)
    • [FCA CF] Manager of certification employee (29 Oct 2020 to 28 Mar 2022)
  • Lynn Scott

    IRN LXS01467

    • [FCA CF] Significant management (since 1 May 2020)
    • [FCA CF] Manager of certification employee (1 May 2020 to 2 May 2020)
    • [FCA CF] Material risk taker (1 May 2020 to 9 Sep 2021)
    • [PRA CF] Significant risk taker or Material risk taker (1 May 2020 to 2 May 2020)
  • Maghfoor Ahmed

    IRN MXA01072

    • [FCA CF] Significant management (since 15 Apr 2024)
  • Mandy Rawlinson

    IRN MXR00730

    • [FCA CF] Significant management (since 4 May 2023)
    • [FCA CF] Manager of certification employee (25 Nov 2024 to 3 Nov 2025)
  • Marcus McCran

    IRN MXM04711

    • [FCA CF] Manager of certification employee (since 25 Nov 2025)
    • [FCA CF] Significant management (since 25 Nov 2025)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.