abrdn Investments Limited

• Principal Place of Business

  280 Bishopsgate

  London

  EC2M 4AG

  UNITED KINGDOM

  Phone

  +4402074636000

  Web

  https://www.aberdeeninvestments.com

• Complaints Contact

  1 George Street

  Edinburgh

  Midlothian

  EH2 2LL

  UNITED KINGDOM

  Phone

  +4401313729444

• P2P Lending Advice

  For Eligible Counterparty, Professional

• Investment Advice (no pensions)

  For Commercial, Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Non-investment insurance contracts, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

  Show 2 limitations Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Commercial, Eligible Counterparty, Professional, Retail (Investment), Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Non-investment insurance contracts, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

  Show 2 limitations Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Arranges Asset Safekeeping

  For Eligible Counterparty, Professional, Retail (Investment), Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Insurance Admin

  For Commercial, Life Policy, Non-investment insurance contracts

• Stockbroking

  For Commercial, Eligible Counterparty, Professional, Retail (Investment), Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Non-investment insurance contracts, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

  Show 2 limitations Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Investment Setup

  For Commercial, Eligible Counterparty, Professional, Retail (Investment), Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Non-investment insurance contracts, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

  Show 2 limitations Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Manages Your Portfolio

  For Eligible Counterparty, Professional, Retail (Investment), Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

  Show 2 limitations Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Adam Walker

  IRN AXW01232

  • [FCA CF] Client dealing (since 9 Dec 2019)
  • [FCA CF] Material risk taker (9 Dec 2019 to 31 Dec 2022)
  • CF30 Customer (26 Oct 2017 to 8 Dec 2019)
• Adrian Ek Duen Lim

  IRN AEL01045

  • CF30 Customer (1 Nov 2007 to 29 Aug 2014)
  • CF27 Investment Management (16 Dec 2003 to 31 Oct 2007)
• Adrian Hilton

  IRN ATH01047

  • CF30 Customer (1 Nov 2007 to 21 Sep 2008)
  • CF26 Customer Trading (17 Sep 2007 to 31 Oct 2007)
• Adrian John Stephen Fitzpatrick

  IRN AJF01064

  • CF30 Customer (10 Aug 2017 to 28 Feb 2018)
• Adrian Keith Patton

  IRN AKP01012

  • CF30 Customer (1 Nov 2007 to 18 Nov 2008)
  • CF27 Investment Management (1 Dec 2005 to 31 Oct 2007)
• Adrian Nigel Francis Fowler

  IRN ANF01007

  • CF27 Investment Management (1 Dec 2001 to 4 Apr 2003)
• Ai Mee Gan

  IRN AMG01213

  • CF30 Customer (19 Jul 2011 to 29 Aug 2014)
• Aidan Gerard Kearney

  IRN AGK01015

  • CF1 Director (19 Oct 2012 to 7 Jul 2014)
  • CF30 Customer (6 Jul 2009 to 7 Jul 2014)
• Aileen Janette Mathieson

  IRN AJM01606

  • [FCA CF] Material risk taker (21 Jul 2021 to 1 Oct 2021)
  • [FCA CF] Significant management (9 Dec 2019 to 1 Oct 2021)
  • [FCA CF] Manager of certification employee (9 Dec 2019 to 10 May 2021)
• Aileen Strachan

  IRN AXS00510

  • [FCA CF] Significant management (30 Mar 2020 to 25 Feb 2021)

• Abtrust Pointon Pension Fund Managers Limited (no longer appointed)

  FRN 205620 · Appointed 24 Apr 1996 · Until 20 Aug 2002

No changes recorded yet.