Date authorised
1 April 2013
Companies House
SC108419
Last scraped
3 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    280 Bishopsgate
    London
    EC2M 4AG
    UNITED KINGDOM
    Phone
    +4402074636000
  • Complaints Contact

    1 George Street
    Edinburgh
    Midlothian
    EH2 2LL
    UNITED KINGDOM
    Phone
    +4401313729444

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • P2P Lending Advice

    For Eligible Counterparty, Professional

  • Investment Advice (no pensions)

    For Commercial, Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Non-investment insurance contracts, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

    Show 2 limitations
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
    • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Commercial, Eligible Counterparty, Professional, Retail (Investment), Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Non-investment insurance contracts, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

    Show 2 limitations
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
    • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
  • Arranges Asset Safekeeping

    For Eligible Counterparty, Professional, Retail (Investment), Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Insurance Admin

    For Commercial, Life Policy, Non-investment insurance contracts

  • Stockbroking

    For Commercial, Eligible Counterparty, Professional, Retail (Investment), Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Non-investment insurance contracts, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

    Show 2 limitations
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
    • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
  • Investment Setup

    For Commercial, Eligible Counterparty, Professional, Retail (Investment), Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Non-investment insurance contracts, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

    Show 2 limitations
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
    • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
  • Manages Your Portfolio

    For Eligible Counterparty, Professional, Retail (Investment), Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

    Show 2 limitations
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
    • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Terry Yuk Leung Tsang

    IRN TXT00048

    • (362)SMF5 Head of Internal Audit (since 6 Apr 2023)
    • (2029)[FCA CF] Significant management (9 Sep 2022 to 6 Apr 2023)
  • Tessa Allen

    IRN TXA00071

    • (1542)[FCA CF] Material risk taker (9 Dec 2019 to 19 Nov 2021)
    • (1543)[FCA CF] Significant management (9 Dec 2019 to 19 Nov 2021)
  • Thomas Alexander Roberts

    IRN TXR00172

    • (19)[FCA CF] Client dealing (since 12 May 2022)
  • Thomas Antony Bradley Moore

    IRN TAM01051

    • (298)[FCA CF] Client dealing (since 9 Dec 2019)
    • (1010)[FCA CF] Material risk taker (9 Dec 2019 to 31 Dec 2022)
    • (1011)[FCA CF] Manager of certification employee (9 Dec 2019 to 1 Apr 2022)
    • (1009)CF30 Customer (5 Apr 2018 to 8 Dec 2019)
  • Thomas Benjamin Perez

    IRN TBP01009

    • (205)CF30 Customer (6 Jul 2009 to 8 Dec 2019)
  • Thomas Brian Gordon Watts

    IRN TXW00273

    • (845)[FCA CF] Client dealing (8 Aug 2025 to 18 Sep 2025)
  • Thomas Charles Richardson

    IRN TCR01032

    • (755)CF30 Customer (20 Dec 2013 to 12 Oct 2018)
  • Thomas Edward Huntly Hooper

    IRN TEH01017

    • (144)CF30 Customer (1 Nov 2007 to 27 Feb 2009)
    • (145)CF27 Investment Management (15 Jul 2005 to 31 Oct 2007)
  • Thomas Edward Maxwell

    IRN TEM01032

    • (1475)[FCA CF] Client dealing (9 Dec 2019 to 25 Oct 2024)
    • (1476)[FCA CF] Material risk taker (9 Dec 2019 to 31 Dec 2022)
    • (1474)CF30 Customer (26 Oct 2017 to 8 Dec 2019)
  • Thomas Flaherty

    IRN TXF01138

    • (531)CF30 Customer (1 Nov 2007 to 31 Dec 2008)
    • (532)CF27 Investment Management (26 Feb 2007 to 31 Oct 2007)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

  1. trading name added: CGA Fund Managers

  2. trading name added: Aberdeen Standard Investments

  3. trading name added: aberdeen Investments

  4. trading name added: aberdeen

  5. trading name added: Aberdeen Asset Managers Limited

  6. controlled function added: (364)SMF16 Compliance Oversight

  7. controlled function added: (363)SMF18 Other Overall Responsibility

  8. controlled function added: (362)SMF5 Head of Internal Audit

  9. controlled function added: (361)SMF18 Other Overall Responsibility

  10. controlled function added: (360)Responsible for Insurance Distribution