Date authorised
1 April 2013
Companies House
SC108419
Last scraped
3 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    280 Bishopsgate
    London
    EC2M 4AG
    UNITED KINGDOM
    Phone
    +4402074636000
  • Complaints Contact

    1 George Street
    Edinburgh
    Midlothian
    EH2 2LL
    UNITED KINGDOM
    Phone
    +4401313729444

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • P2P Lending Advice

    For Eligible Counterparty, Professional

  • Investment Advice (no pensions)

    For Commercial, Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Non-investment insurance contracts, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

    Show 2 limitations
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
    • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Commercial, Eligible Counterparty, Professional, Retail (Investment), Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Non-investment insurance contracts, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

    Show 2 limitations
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
    • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
  • Arranges Asset Safekeeping

    For Eligible Counterparty, Professional, Retail (Investment), Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Insurance Admin

    For Commercial, Life Policy, Non-investment insurance contracts

  • Stockbroking

    For Commercial, Eligible Counterparty, Professional, Retail (Investment), Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Non-investment insurance contracts, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

    Show 2 limitations
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
    • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
  • Investment Setup

    For Commercial, Eligible Counterparty, Professional, Retail (Investment), Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Non-investment insurance contracts, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

    Show 2 limitations
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
    • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
  • Manages Your Portfolio

    For Eligible Counterparty, Professional, Retail (Investment), Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

    Show 2 limitations
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
    • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Stuart James Colin Campbell

    IRN SJC01251

    • (446)CF27 Investment Management (1 Dec 2001 to 28 Feb 2003)
  • Stuart John Ives

    IRN SJI01021

    • (291)[FCA CF] Material risk taker (since 3 Mar 2026)
    • (292)[FCA CF] Significant management (since 9 Dec 2019)
  • Stuart John Overend

    IRN SJO01052

    • (2103)CF30 Customer (1 Nov 2007 to 26 Sep 2008)
    • (2104)CF27 Investment Management (1 Dec 2001 to 31 Oct 2007)
    • (2105)CF1 Director (1 Dec 2001 to 1 Dec 2001)
  • Stuart Lapsley MacLennan

    IRN SXM00852

    • (49)[FCA CF] Manager of certification employee (since 1 Jan 2026)
    • (50)[FCA CF] Significant management (since 1 Dec 2025)
    • (1797)SMF2 Chief Finance (28 Mar 2022 to 31 Oct 2023)
  • Stuart Marshall

    IRN SXM01483

    • (214)CF30 Customer (1 Nov 2007 to 6 Oct 2014)
    • (215)CF26 Customer Trading (5 Feb 2007 to 31 Oct 2007)
  • Sumeet Duggal

    IRN SXD01682

    • (1279)[FCA CF] Client dealing (9 Dec 2019 to 18 Mar 2024)
    • (1278)CF30 Customer (26 Oct 2017 to 8 Dec 2019)
  • Surya Ysebaert

    IRN SXY01044

    • (1984)CF30 Customer (18 Aug 2014 to 12 May 2017)
  • Susan Elizabeth Mullin

    IRN SEM01036

    • (126)CF1 Director (1 Dec 2001 to 1 Dec 2001)
  • Susan Fair Anderson

    IRN SFA01006

    • (224)CF30 Customer (1 Dec 2007 to 7 Feb 2018)
  • Susan Fernandes

    IRN SAK01023

    • (283)[FCA CF] Client dealing (9 Dec 2019 to 27 Mar 2020)
    • (284)[FCA CF] Material risk taker (9 Dec 2019 to 27 Mar 2020)
    • (280)CF30 Customer (1 Nov 2007 to 8 Dec 2019)
    • (281)CF27 Investment Management (16 Mar 2005 to 4 Oct 2007)
    • (282)CF26 Customer Trading (26 Aug 2004 to 26 Apr 2006)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

  1. trading name added: CGA Fund Managers

  2. trading name added: Aberdeen Standard Investments

  3. trading name added: aberdeen Investments

  4. trading name added: aberdeen

  5. trading name added: Aberdeen Asset Managers Limited

  6. controlled function added: (364)SMF16 Compliance Oversight

  7. controlled function added: (363)SMF18 Other Overall Responsibility

  8. controlled function added: (362)SMF5 Head of Internal Audit

  9. controlled function added: (361)SMF18 Other Overall Responsibility

  10. controlled function added: (360)Responsible for Insurance Distribution