Date authorised
1 April 2013
Companies House
SC108419
Last scraped
3 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    280 Bishopsgate
    London
    EC2M 4AG
    UNITED KINGDOM
    Phone
    +4402074636000
  • Complaints Contact

    1 George Street
    Edinburgh
    Midlothian
    EH2 2LL
    UNITED KINGDOM
    Phone
    +4401313729444

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • P2P Lending Advice

    For Eligible Counterparty, Professional

  • Investment Advice (no pensions)

    For Commercial, Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Non-investment insurance contracts, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

    Show 2 limitations
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
    • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Commercial, Eligible Counterparty, Professional, Retail (Investment), Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Non-investment insurance contracts, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

    Show 2 limitations
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
    • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
  • Arranges Asset Safekeeping

    For Eligible Counterparty, Professional, Retail (Investment), Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Insurance Admin

    For Commercial, Life Policy, Non-investment insurance contracts

  • Stockbroking

    For Commercial, Eligible Counterparty, Professional, Retail (Investment), Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Non-investment insurance contracts, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

    Show 2 limitations
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
    • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
  • Investment Setup

    For Commercial, Eligible Counterparty, Professional, Retail (Investment), Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Non-investment insurance contracts, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

    Show 2 limitations
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
    • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
  • Manages Your Portfolio

    For Eligible Counterparty, Professional, Retail (Investment), Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

    Show 2 limitations
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
    • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Ronan Clarke

    IRN RXC01279

    • (55)[FCA CF] Client dealing (since 25 Sep 2025)
  • Roseanna Ivory

    IRN RXI01168

    • (288)[FCA CF] Client dealing (since 9 Dec 2019)
    • (608)CF30 Customer (19 Nov 2016 to 8 Dec 2019)
  • Rosemary Boyd Thomson

    IRN RBT01034

    • (2152)SMF7 Group Entity Senior Manager (12 Feb 2020 to 31 Mar 2021)
  • Rosemary Jane Morgan

    IRN RJM01168

    • (217)CF30 Customer (12 Jan 2011 to 29 Feb 2012)
  • Ross Adekoya Olusanya

    IRN RAO01057

    • (323)[FCA CF] Client dealing (since 9 Dec 2019)
    • (1715)[FCA CF] Material risk taker (9 Dec 2019 to 31 Dec 2022)
    • (1714)CF30 Customer (1 Apr 2014 to 8 Dec 2019)
  • Ross Hutchison

    IRN RXH01951

    • (871)[FCA CF] Material risk taker (9 Dec 2019 to 7 Jul 2021)
    • (870)[FCA CF] Client dealing (9 Dec 2019 to 7 Jul 2021)
    • (869)CF30 Customer (5 Apr 2018 to 8 Dec 2019)
  • Ross John McSkimming

    IRN RJM01429

    • (26)CF30 Customer (4 Apr 2018 to 8 Dec 2019)
  • Ross Kenneth Martin

    IRN RKM01014

    • (729)CF27 Investment Management (1 Dec 2001 to 30 Sep 2004)
  • Ross Mathison

    IRN RXM02401

    • (930)CF30 Customer (5 Apr 2018 to 10 Apr 2018)
  • Ross Matthew Davies

    IRN RMD01096

    • (228)[FCA CF] Client dealing (since 9 Dec 2019)
    • (1497)[FCA CF] Manager of certification employee (9 Dec 2019 to 26 Apr 2022)
    • (1496)[FCA CF] Material risk taker (9 Dec 2019 to 31 Dec 2022)
    • (1495)CF30 Customer (1 Apr 2014 to 8 Dec 2019)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

  1. trading name added: CGA Fund Managers

  2. trading name added: Aberdeen Standard Investments

  3. trading name added: aberdeen Investments

  4. trading name added: aberdeen

  5. trading name added: Aberdeen Asset Managers Limited

  6. controlled function added: (364)SMF16 Compliance Oversight

  7. controlled function added: (363)SMF18 Other Overall Responsibility

  8. controlled function added: (362)SMF5 Head of Internal Audit

  9. controlled function added: (361)SMF18 Other Overall Responsibility

  10. controlled function added: (360)Responsible for Insurance Distribution