Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • First Sentier Investors (UK) IM Limited (no longer approved here)

    FRN 119367

    • [FCA CF] Material risk taker (30 May 2022 to 15 Sep 2023)
    • [FCA CF] Client dealing (22 Sep 2021 to 15 Sep 2023)
  • First Sentier Investors International IM Limited (no longer approved here)

    FRN 122512

    • [FCA CF] Material risk taker (30 May 2022 to 15 Sep 2023)
    • [FCA CF] Client dealing (22 Sep 2021 to 15 Sep 2023)
  • abrdn Investments Limited (no longer approved here)

    FRN 121891

    • [FCA CF] Material risk taker (9 Dec 2019 to 7 Jul 2021)
    • [FCA CF] Client dealing (9 Dec 2019 to 7 Jul 2021)
    • CF30 Customer (5 Apr 2018 to 8 Dec 2019)
  • abrdn Investment Management Limited (no longer approved here)

    FRN 188406

    • [FCA CF] Material risk taker (9 Dec 2019 to 7 Jul 2021)
    • [FCA CF] Client dealing (9 Dec 2019 to 7 Jul 2021)
    • CF30 Customer (10 Sep 2014 to 8 Dec 2019)

Recent activity

Updates to this individual's record on the FCA register.

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