Date authorised
1 April 2013
Companies House
SC108419
Last scraped
3 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    280 Bishopsgate
    London
    EC2M 4AG
    UNITED KINGDOM
    Phone
    +4402074636000
  • Complaints Contact

    1 George Street
    Edinburgh
    Midlothian
    EH2 2LL
    UNITED KINGDOM
    Phone
    +4401313729444

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • P2P Lending Advice

    For Eligible Counterparty, Professional

  • Investment Advice (no pensions)

    For Commercial, Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Non-investment insurance contracts, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

    Show 2 limitations
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
    • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Commercial, Eligible Counterparty, Professional, Retail (Investment), Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Non-investment insurance contracts, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

    Show 2 limitations
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
    • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
  • Arranges Asset Safekeeping

    For Eligible Counterparty, Professional, Retail (Investment), Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Insurance Admin

    For Commercial, Life Policy, Non-investment insurance contracts

  • Stockbroking

    For Commercial, Eligible Counterparty, Professional, Retail (Investment), Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Non-investment insurance contracts, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

    Show 2 limitations
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
    • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
  • Investment Setup

    For Commercial, Eligible Counterparty, Professional, Retail (Investment), Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Non-investment insurance contracts, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

    Show 2 limitations
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
    • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
  • Manages Your Portfolio

    For Eligible Counterparty, Professional, Retail (Investment), Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

    Show 2 limitations
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
    • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Thomas Fraser Reeves

    IRN TFR01008

    • (204)CF30 Customer (6 Dec 2012 to 2 May 2014)
  • Thomas HenrySeward Laskey

    IRN THL00024

    • (661)CF30 Customer (10 Sep 2012 to 12 Jul 2019)
  • Thomas James Lloyd

    IRN TJL01123

    • (2020)SMF5 Head of Internal Audit (9 Dec 2019 to 30 Sep 2021)
    • (2021)CF28 Systems and controls (15 May 2019 to 8 Dec 2019)
  • Thomas Michael Dorner

    IRN TMD01033

    • (1099)[FCA CF] Material risk taker (9 Dec 2019 to 31 Dec 2022)
    • (1098)[FCA CF] Client dealing (9 Dec 2019 to 22 Nov 2023)
    • (1097)CF30 Customer (4 Apr 2018 to 8 Dec 2019)
  • Thomas Paul Angus Leys

    IRN TXL00222

    • (38)[FCA CF] Client dealing (since 3 Nov 2025)
    • (867)[FCA CF] Client dealing (3 May 2023 to 3 Nov 2025)
  • Thomas Ranald Stenhouse

    IRN TRS01074

    • (1782)[FCA CF] Manager of certification employee (9 Aug 2022 to 8 Dec 2024)
    • (1781)[FCA CF] Material risk taker (18 Nov 2021 to 31 Dec 2022)
    • (1783)[FCA CF] Significant management (18 Nov 2021 to 8 Dec 2024)
  • Thomas Richard Frost

    IRN TRF01008

    • (106)[FCA CF] Material risk taker (since 12 Aug 2024)
    • (107)[FCA CF] Manager of certification employee (since 12 Aug 2024)
    • (108)[FCA CF] Significant management (since 12 Aug 2024)
  • Thu Ha Chow

    IRN THN01003

    • (151)CF30 Customer (1 Nov 2007 to 2 Mar 2012)
    • (152)CF27 Investment Management (13 Oct 2006 to 31 Oct 2007)
  • Tien Woon Ang

    IRN TWA01012

    • (423)CF30 Customer (1 Nov 2007 to 29 Aug 2014)
    • (424)CF26 Customer Trading (17 Jul 2007 to 31 Oct 2007)
  • Timothy Charles Vile

    IRN TCV01005

    • (138)CF30 Customer (1 Nov 2007 to 2 Jul 2012)
    • (139)CF27 Investment Management (26 Feb 2007 to 31 Oct 2007)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

  1. controlled function added: (339)SMF18 Other Overall Responsibility

  2. controlled function added: (338)SMF7 Group Entity Senior Manager

  3. controlled function added: (337)SMF18 Other Overall Responsibility

  4. controlled function added: (336)SMF7 Group Entity Senior Manager

  5. controlled function added: (335)[FCA CF] Significant management

  6. controlled function added: (334)[FCA CF] Client dealing

  7. controlled function added: (333)[FCA CF] Client dealing

  8. controlled function added: (332)[FCA CF] CASS oversight function

  9. controlled function added: (331)[FCA CF] Significant management

  10. controlled function added: (330)[FCA CF] Manager of certification employee