Date authorised
1 April 2013
Companies House
00740118
Last scraped
3 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    280 Bishopsgate
    London
    EC2M 4AG
    UNITED KINGDOM
    Phone
    +442074636000
  • Complaints Contact

    1 George Street
    Edinburgh
    Midlothian
    EH2 2LL
    UNITED KINGDOM
    Phone
    +441313729444

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Retail Investment Funds

  • Specialist Investment Funds

  • Private Investment Funds

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Robert John McKillop

    IRN RJM01171

    • SMF7 Group Entity Senior Manager (15 Feb 2020 to 5 Nov 2021)
  • Roderick Louis Paris

    IRN RLP01037

    • SMF7 Group Entity Senior Manager (9 Dec 2019 to 13 Sep 2021)
    • CF1 Director (14 Aug 2017 to 8 Dec 2019)
  • Roderick MacLeod MacRae

    IRN RMM01057

    • CF28 Systems and controls (1 Nov 2007 to 31 Oct 2017)
    • CF14 Risk Assessment (17 Jun 2005 to 31 Oct 2007)
    • CF10 Compliance Oversight (1 Jul 2004 to 18 Aug 2006)
    • CF1 Director (6 Feb 2004 to 31 Oct 2017)
  • Roderick Neil George Davidson

    IRN RND01002

    • CF1 Director (23 Oct 2003 to 30 Sep 2005)
  • Roger Courtenay Cornick

    IRN RCC01052

    • CF2 Non Executive Director (28 Nov 2008 to 30 Sep 2016)
  • Rosemary Boyd Thomson

    IRN RBT01034

    • SMF7 Group Entity Senior Manager (12 Feb 2020 to 31 Mar 2021)
  • Rowan Jennifer McNay

    IRN RXM00533

    • SMF2 Chief Finance (20 Dec 2021 to 31 Dec 2022)
    • SMF3 Executive Director (20 Dec 2021 to 31 Dec 2022)
  • Runa Begum

    IRN RXB15324

    • SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 29 Jun 2022)
    • CF11 Money Laundering Reporting (2 Aug 2019 to 8 Dec 2019)
  • Rushad Abadan

    IRN RXA77290

    • [FCA CF] Material risk taker (since 9 Dec 2019)
    • [FCA CF] Significant management (since 9 Dec 2019)
    • [FCA CF] Manager of certification employee (since 9 Dec 2019)
  • Russell Matthew Ellis Barlow

    IRN RMB01234

    • [FCA CF] Material risk taker (1 Jan 2023 to 4 Jan 2025)
    • [FCA CF] Manager of certification employee (1 Jan 2023 to 4 Jan 2025)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.