Abraxas Capital Management Limited

Date authorised
1 April 2013
Companies House
04519371
Last scraped
3 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Thomas House
    84 Eccleston Square
    London
    SW1V 1PX
    UNITED KINGDOM
    Phone
    +4402039481380
    Web
    https://www.abraxascm.com

  • Complaints Contact

    Thomas House
    84 Eccleston Square
    London
    SW1V 1PX
    UNITED KINGDOM
    Phone
    +4402039481380

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • P2P Lending Advice

    For Eligible Counterparty, Professional

  • Investment Advice (no pensions)

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Arranges Investments

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Stockbroking

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Investment Setup

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Manages Your Portfolio

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Oriano Moro

    IRN OXM01061

    • [FCA CF] Client dealing (10 Sep 2020 to 18 Jan 2022)
  • Paolo Piparo

    IRN PXP00104

    • [FCA CF] Client dealing (since 4 Aug 2025)
  • Rafik Abasov

    IRN RXA01142

    • CF30 Customer (14 Dec 2009 to 14 Jan 2011)
  • Raman Sharma

    IRN RXS01755

    • CF30 Customer (1 Nov 2007 to 8 Nov 2007)
    • CF27 Investment Management (24 Sep 2007 to 31 Oct 2007)
  • Rezarta Qosja

    IRN RXQ00024

    • [FCA CF] Client dealing (since 20 Jan 2025)
  • Riccardo Pagani

    IRN RXP01907

    • [FCA CF] Client dealing (since 9 Dec 2019)
  • Romeo Ravagnan

    IRN RXR00354

    • [FCA CF] Client dealing (7 Jul 2023 to 8 May 2025)
  • Stefano Ruggiero

    IRN SXR01210

    • SMF3 Executive Director (since 15 May 2024)
    • [FCA CF] Significant management (since 17 Jan 2022)
    • [FCA CF] Material risk taker (since 9 Dec 2019)
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • SMF3 Executive Director (9 Dec 2019 to 17 Jan 2022)
    • CF1 Director (21 Oct 2010 to 8 Dec 2019)
    • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
    • CF28 Systems and controls (1 Nov 2007 to 1 May 2008)
    • CF8 Apportionment and Oversight (9 May 2005 to 31 Oct 2007)
    • CF13 Finance (9 May 2005 to 31 Oct 2007)
    • CF21 Investment Adviser (9 May 2005 to 31 Oct 2007)
    • CF27 Investment Management (9 May 2005 to 31 Oct 2007)
    • CF3 Chief Executive (9 May 2005 to 1 May 2008)
    • CF11 Money Laundering Reporting (9 May 2005 to 1 May 2008)
    • CF10 Compliance Oversight (9 May 2005 to 1 May 2008)
  • Wu Wei

    IRN WXW00117

    • [FCA CF] Client dealing (since 20 Jan 2025)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.