ABN AMRO Clearing Bank N.V., London Branch

• Principal Place of Business

  ABN AMRO Clearing Bank N.V.

  5 Aldermanbury Square

  London

  City Of London

  EC2V 7HR

  UNITED KINGDOM

  Phone

  +4402031929000

  Web

  https://www.abnamro.com/clearing/en/home

• Complaints Contact

  5 Aldermanbury Square

  London

  EC2V 7HR

  UNITED KINGDOM

  Phone

  +4402038804121

• Authorised to Operate

• Arranges Investments

  For Eligible Counterparty, Professional, Alternative Debenture, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments)

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Trades With You Directly

  For Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Electronic Trade Settlement

  For Eligible Counterparty, Professional, Share

• Nickolas Watts

  IRN NXW01091

  • CF26 Customer Trading (30 Jun 2004 to 21 Sep 2005)
• Nigel Grice

  IRN NRG01028

  • CF30 Customer (1 Nov 2007 to 1 Dec 2009)
  • CF26 Customer Trading (4 Jun 2007 to 31 Oct 2007)
• Nigel Matthew Tillett

  IRN NMT01004

  • CF26 Customer Trading (30 Jun 2004 to 12 Jan 2005)
• Oliver Watt

  IRN OSW01003

  • CF26 Customer Trading (30 Jun 2004 to 24 Feb 2005)
• Patrick Robert Hendry

  IRN PRH01107

  • CF30 Customer (26 Mar 2013 to 25 Nov 2013)
• Paul Alex Constantine

  IRN PAC01216

  • CF26 Customer Trading (11 Nov 2004 to 18 Apr 2006)
• Paul Andrew Gallagher

  IRN PXG01263

  • CF29 Significant management (1 Oct 2012 to 8 Nov 2013)
• Paul Clark

  IRN PXC01312

  • CF30 Customer (14 Nov 2007 to 7 Dec 2009)
• Paul David Willis

  IRN PDW01075

  • CF11 Money Laundering Reporting (16 Jan 2009 to 10 Feb 2010)
  • CF10 Compliance Oversight (7 May 2004 to 1 Jul 2006)
• Paul Harris Shuman

  IRN PHS01024

  • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
  • CF26 Customer Trading (30 Jun 2004 to 31 Oct 2007)

No changes recorded yet.