ABN AMRO Bank NV

• Principal Place of Business

  A B N Amro Bank

  5 Aldermanbury Square

  London

  City Of London

  EC2V 7HR

  UNITED KINGDOM

  Phone

  +442031929020

  Web

  https://www.abnamro.com/en/home

• Complaints Contact

  A B N Amro Bank

  5 Aldermanbury Square

  London

  City Of London

  EC2V 7HR

  UNITED KINGDOM

  Phone

  +4402031929000

• Bank Deposits

  For All, Deposit

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Retail (Investment), Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

• Arranges Investments

  For Eligible Counterparty, Professional, Debenture, Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Rights to or interests in investments (Security), Share

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Retail (Investment), Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Trades With You Directly

  For Eligible Counterparty, Professional, Retail (Investment), Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · The firm, in carrying out this regulated activity, is limited to entering into transactions in a manner which, if the firm was an unauthorised person, would come within article 16 of the RAO.
  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Consumer Loans

• Loan Servicing

• Investment Setup

  For Eligible Counterparty, Professional, Debenture, Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Rights to or interests in investments (Security), Share

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Electronic Trade Settlement

  For Eligible Counterparty, Professional, Retail (Investment), Share

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Gael Marie Kerrigan

  IRN GMK01016

  • SMF16 Compliance Oversight (19 Jan 2022 to 12 Dec 2023)
• Gary Alexander O'Brien

  IRN GAO01009

  • CF11 Money Laundering Reporting (1 Jul 2010 to 1 Nov 2012)
  • CF10 Compliance Oversight (1 Jul 2010 to 17 Aug 2012)
• Graham Lundie

  IRN GXL00076

  • [FCA CF] Client dealing (since 24 Sep 2024)
• Hadley Pritchard

  IRN HBP01011

  • [FCA CF] Client dealing (7 Mar 2017 to 31 May 2021)
  • CF30 Customer (1 Jan 2016 to 6 Mar 2016)
• Hendricus Petrus Maria Torken

  IRN HPT01017

  • SMF21 EEA Branch Senior Manager (EBSM) (12 Oct 2018 to 9 Sep 2019)
• Islam Khan

  IRN IZK01000

  • SMF3 Executive Director (since 28 Jun 2023)
  • [FCA CF] Manager of certification employee (9 Dec 2019 to 28 Jun 2023)
  • [FCA CF] Client dealing (9 Dec 2019 to 28 Jun 2023)
  • [FCA CF] Significant management (9 Dec 2019 to 28 Jun 2023)
  • SMF21 EEA Branch Senior Manager (EBSM) (17 Oct 2017 to 2 Jan 2019)
• James Benjamin Heath

  IRN JBH01086

  • CF29 Significant management (30 Jun 2014 to 6 Mar 2016)
• James Haley

  IRN JXH01144

  • [FCA CF] Client dealing (since 10 Jul 2023)
• James Patrick Loftus

  IRN JXL00710

  • SMF17 Money Laundering Reporting Officer (MLRO) (since 2 Nov 2023)
• Jasper Dikker-Hupkes

  IRN JJD01059

  • SMF3 Executive Director (since 4 Apr 2023)
  • [FCA CF] Client dealing (9 Dec 2019 to 4 Apr 2023)
  • [FCA CF] Manager of certification employee (9 Dec 2019 to 4 Apr 2023)
  • [FCA CF] Significant management (9 Dec 2019 to 4 Apr 2023)
  • CF30 Customer (1 Jan 2016 to 6 Mar 2016)

No changes recorded yet.