ABN AMRO Bank NV

• Principal Place of Business

  A B N Amro Bank

  5 Aldermanbury Square

  London

  City Of London

  EC2V 7HR

  UNITED KINGDOM

  Phone

  +442031929020

  Web

  https://www.abnamro.com/en/home

• Complaints Contact

  A B N Amro Bank

  5 Aldermanbury Square

  London

  City Of London

  EC2V 7HR

  UNITED KINGDOM

  Phone

  +4402031929000

• Bank Deposits

  For All, Deposit

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Retail (Investment), Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

• Arranges Investments

  For Eligible Counterparty, Professional, Debenture, Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Rights to or interests in investments (Security), Share

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Retail (Investment), Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Trades With You Directly

  For Eligible Counterparty, Professional, Retail (Investment), Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · The firm, in carrying out this regulated activity, is limited to entering into transactions in a manner which, if the firm was an unauthorised person, would come within article 16 of the RAO.
  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Consumer Loans

• Loan Servicing

• Investment Setup

  For Eligible Counterparty, Professional, Debenture, Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Rights to or interests in investments (Security), Share

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Electronic Trade Settlement

  For Eligible Counterparty, Professional, Retail (Investment), Share

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Jay Mala Jaywantee Pavitt

  IRN JMP01235

  • SMF17 Money Laundering Reporting Officer (MLRO) (2 Feb 2021 to 30 Sep 2022)
• Joanna Lavinia Madden

  IRN JLK01047

  • [FCA CF] Client dealing (since 7 Dec 2023)
• John Matthews

  IRN JXM01557

  • [FCA CF] Client dealing (9 Dec 2019 to 30 Jun 2023)
  • [FCA CF] Manager of certification employee (9 Dec 2019 to 30 Jun 2023)
  • [FCA CF] Significant management (9 Dec 2019 to 30 Jun 2023)
  • CF30 Customer (22 Dec 2014 to 6 Mar 2016)
• Jordy van Aalst

  IRN JXV34385

  • [FCA CF] Client dealing (27 Nov 2019 to 15 Jan 2020)
• Joseph Meyer Assouline

  IRN JMA01180

  • CF30 Customer (31 May 2011 to 30 Dec 2011)
• Julian Walker

  IRN JXW01798

  • [FCA CF] Manager of certification employee (since 6 Mar 2025)
  • [FCA CF] Client dealing (since 4 Nov 2019)
• Justin Hesketh

  IRN JXH03094

  • [FCA CF] Client dealing (since 11 Nov 2024)
• Kapil Damani

  IRN KXD01129

  • [FCA CF] Client dealing (since 2 Oct 2024)
• Katharine Elizabeth Domanski

  IRN KEC01012

  • SMF16 Compliance Oversight (since 26 Apr 2024)
• Katie Porter

  IRN KXP01607

  • [FCA CF] Client dealing (since 29 Jul 2021)

No changes recorded yet.