ABG Sundal Collier Limited

Date authorised
3 March 2020
Companies House
03374775
Last scraped
1 week ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    A B G Sundal Collier Ltd
    St. Martins Court
    10 Paternoster Row
    London
    City Of London
    EC4M 7EJ
    UNITED KINGDOM
    Phone
    +442079055600
    Web
    https://www.abgsc.com

  • Complaints Contact

    A B G Sundal Collier Ltd
    St. Martins Court
    10 Paternoster Row
    London
    City Of London
    EC4M 7EJ
    UNITED KINGDOM
    Phone
    +442079055670

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Arranges Investments

    For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Stockbroking

    For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Investment Setup

    For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Marius Eriksen

    IRN MXE01713

    • [FCA CF] Client dealing (since 9 Dec 2019)
  • Nicholas Charles Dobby

    IRN NCD01009

    • SMF1 Chief Executive (3 Mar 2020 to 12 Jan 2021)
    • SMF3 Executive Director (3 Mar 2020 to 12 Jan 2021)
  • Peter Kurt Nielsen

    IRN PKN01008

    • [FCA CF] Client dealing (9 Dec 2019 to 2 Oct 2023)
  • Robert Speak

    IRN RXS03316

    • [FCA CF] Client dealing (since 9 Dec 2019)
  • Stuart Michael Jones

    IRN SMJ01087

    • [FCA CF] Manager of certification employee (since 9 Dec 2019)
    • [FCA CF] Client dealing (since 9 Dec 2019)

Recent activity

Updates to this firm's record on the FCA register.

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