Nicholas Charles Dobby

Last updated
1 week ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • ABG Sundal Collier Limited (no longer approved here)

    FRN 912248

    • SMF1 Chief Executive (3 Mar 2020 to 12 Jan 2021)
    • SMF3 Executive Director (3 Mar 2020 to 12 Jan 2021)
  • CREDIT SUISSE INTERNATIONAL (no longer approved here)

    FRN 146702

    • CF30 Customer (1 Nov 2007 to 9 May 2013)
    • CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

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