ABERDEEN PLATFORM LIMITED

• Principal Place of Business

  1 Broadway Park

  South Gyle Broadway

  Edinburgh

  Midlothian

  EH12 9JQ

  UNITED KINGDOM

  Phone

  +441313727298

  Web

  https://www.aberdeenadviser.com

• Complaints Contact

  Client Servicing

  Sunderland

  SR43 4EE

  UNITED KINGDOM

  Phone

  +443452791001

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Professional, Retail (Investment), Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Arranges Asset Safekeeping

  For Professional, Retail (Investment), Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

• Trades With You Directly

  For Retail (Investment), Personal pension scheme

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  • · The firm is limited to dealing as a principal in investments, arranging (bringing about deals) in investments and making arrangements in investments in the rights under the scheme(s) it operates.
  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • · In respect of the firm's Personal pension scheme business, the firm is limited to carrying on this activity in the rights under the personal pension scheme(s) that it operates.

• Runs Personal Pensions

  For Personal pension scheme

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  • · The firm must not accept Self Invested Personal Pension (SIPP) transactions other than standard assets as set out in the List of Standard Assets in IPRU-INV 5.9.1. Direct property investment and term deposit accounts where these are only classified as non-standard assets by virtue of Note 1 to IPRU-INV 5.9.1 regarding liquidity within 30 days are however permitted SIPP transactions that the firm can accept.

• Investment Setup

  For Professional, Retail (Investment), Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Holds Your Assets

  For Professional, Retail (Investment), Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Leslie James Garbutt

  IRN LJG00012

  • CF21 Investment Adviser (1 Dec 2001 to 31 Jul 2002)
• Linda Ann Duffield

  IRN LAD00004

  • CF21 Investment Adviser (1 Dec 2001 to 31 Jul 2002)
• Linda Denise Wheatley

  IRN LDW00002

  • CF21 Investment Adviser (1 Dec 2001 to 31 Jul 2002)
• Lisa Catherine Spain

  IRN LXC00037

  • CF22 Investment Adviser (Trainee) (1 Dec 2001 to 31 Jul 2002)
• Lisa Lucchesi

  IRN LXL26274

  • SMF4 Chief Risk (26 Apr 2024 to 7 Apr 2025)
  • [FCA CF] Manager of certification employee (12 Mar 2024 to 26 Apr 2024)
  • [FCA CF] Significant management (12 Mar 2024 to 26 Apr 2024)
  • [FCA CF] Material risk taker (12 Mar 2024 to 26 Apr 2024)
• Lorraine Thomson

  IRN LXT00334

  • [FCA CF] Manager of certification employee (11 Mar 2025 to 31 Aug 2025)
  • [FCA CF] Significant management (11 Mar 2025 to 31 Aug 2025)
• Lorraine Tracey Blackstock

  IRN LTB00001

  • CF21 Investment Adviser (29 Sep 2005 to 1 Jan 2006)
  • CF22 Investment Adviser (Trainee) (7 Feb 2005 to 29 Sep 2005)
• Louisa Barnett

  IRN LXB81166

  • [FCA CF] Manager of certification employee (24 Mar 2025 to 28 Apr 2025)
  • [FCA CF] Significant management (9 Dec 2019 to 31 Mar 2025)
• Louise Clare Evans

  IRN LCE00005

  • CF22 Investment Adviser (Trainee) (9 Sep 2002 to 9 Sep 2002)
• Louise Croasdale

  IRN LXC00034

  • CF22 Investment Adviser (Trainee) (4 Dec 2002 to 4 Dec 2002)

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No changes recorded yet.