Abans Global Limited

Date authorised
2 April 2013
Companies House
07225900
Last scraped
2 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Third Floor
    19 Gerrard Street
    London
    W1D 6JG
    UNITED KINGDOM
    Phone
    +442038685803
    Web
    http://www.abansglobal.co.uk/index.html

  • Complaints Contact

    Third Floor
    19 Gerrard Street
    London
    W1D 6JG
    UNITED KINGDOM
    Phone
    +442038685803

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • P2P Lending Advice

    For Eligible Counterparty, Professional

  • Investment Advice (no pensions)

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Arranges Investments

    For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Warrant

    Show 2 limitations
    • · “The firm must only conduct Contracts for Difference (including spread bets and rolling spot forex) business with Per-se professional and eligible counterparties, as defined in the FCA Handbook”
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Arranges Asset Safekeeping

    For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Trade Settlement Routing

    For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Stockbroking

    For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Warrant

    Show 2 limitations
    • · The firm must only conduct Contracts for Difference (including spread bets and rolling spot forex) business with Per-se professional and eligible counterparties, as defined in the FCA Handbook”
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Trades With You Directly

    For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Warrant

    Show 2 limitations
    • · The firm must only conduct Contracts for Difference (including spread bets and rolling spot forex) business with Per-se professional and eligible counterparties, as defined in the FCA Handbook”
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Investment Setup

    For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Warrant

    Show 2 limitations
    • · “The firm must only conduct Contracts for Difference (including spread bets and rolling spot forex) business with Per-se professional and eligible counterparties, as defined in the FCA Handbook”
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Electronic Trade Settlement

    For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Ian Barry Howard

    IRN IBH01005

    • CF10 Compliance Oversight (13 Jan 2016 to 13 Jan 2017)
    • CF30 Customer (23 Oct 2015 to 13 Jan 2017)
  • Nadine Howard

    IRN NXH01489

    • CF11 Money Laundering Reporting (8 Jan 2016 to 13 Jan 2017)
    • CF1 Director (AR) (23 Oct 2015 to 13 Jan 2017)
    • CF30 Customer (23 Oct 2015 to 13 Jan 2017)
  • Pulkit Korat

    IRN PXK01532

    • CF1 Director (14 May 2013 to 14 Mar 2014)
    • CF29 Significant management (14 May 2013 to 14 Mar 2014)
    • CF30 Customer (14 May 2013 to 14 Mar 2014)
  • Samir Rai

    IRN SXR02019

    • SMF3 Executive Director (since 9 Dec 2019)
    • CF1 Director (14 Apr 2014 to 8 Dec 2019)
    • CF30 Customer (14 Apr 2014 to 31 Dec 2015)
  • Satyam Joshi

    IRN SXJ01586

    • CF28 Systems and controls (15 May 2015 to 6 Jan 2016)
    • CF29 Significant management (15 May 2015 to 6 Jan 2016)
  • Saurav Garg

    IRN SXG01920

    • CF28 Systems and controls (13 Jan 2017 to 8 Dec 2019)
    • CF29 Significant management (22 Apr 2014 to 10 Mar 2015)
    • CF30 Customer (19 Jun 2013 to 10 Mar 2015)
  • Shagirdkumar Rameshbhai Patel

    IRN SXP01068

    • [FCA CF] Proprietary trader (since 20 Mar 2025)
    • [FCA CF] Client dealing (since 20 Mar 2025)
  • Srinivasan NG

    IRN SXN01390

    • CF30 Customer (2 Apr 2013 to 27 Aug 2014)
    • CF10 Compliance Oversight (2 Apr 2013 to 19 Jun 2013)
    • CF1 Director (2 Apr 2013 to 9 Oct 2014)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.