Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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RKX FINANCIAL UK LIMITED
FRN 833414
- SMF3 Executive Director (since 9 Dec 2019)
- SMF16 Compliance Oversight (since 9 Dec 2019)
- CF1 Director (17 Jun 2019 to 8 Dec 2019)
- CF30 Customer (17 Jun 2019 to 8 Dec 2019)
- CF10 Compliance Oversight (17 Jun 2019 to 8 Dec 2019)
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- CF30 Customer (24 Feb 2017 to 18 Feb 2019)
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- CF10 Compliance Oversight (13 Jan 2016 to 13 Jan 2017)
- CF30 Customer (23 Oct 2015 to 13 Jan 2017)
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- Employed By (23 Oct 2015 to 13 Jan 2017)
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- CF30 Customer (1 Nov 2007 to 7 Nov 2011)
- CF21 Investment Adviser (13 Jan 2006 to 31 Oct 2007)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.