A L M S Group Limited
Addresses
The contact details this firm has registered with the FCA.
-
Principal Place of Business
2 Howard CloseLoughtonEssexIG10 3NRUNITED KINGDOM- Phone
- +4407793557480
-
Complaints Contact
2 Howard CloseLoughtonEssexIG10 3NRUNITED KINGDOM- Phone
- +4407793557480
What this firm is allowed to do
The regulated activities the FCA has granted this firm permission to carry out.
-
P2P Lending Advice
For Commercial, Retail (Non-Investment Insurance)
-
Investment Advice (no pensions)
For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
-
Authorised to Operate
Show 1 limitation Hide limitations
- · The firm can only agree to carry on the regulated activities specified in this Notice.
-
Arranges Investments
For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
-
Insurance Admin
For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
-
Stockbroking
For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
-
Investment Setup
For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
Approved individuals
Senior staff personally approved by the FCA to hold their roles here.
-
Andrew Keith Pallett
IRN AKP01034
- SMF3 Executive Director (since 9 Dec 2019)
- Responsible for Insurance Distribution (since 1 Oct 2018)
- Responsible for Insurance Mediation (13 Feb 2017 to 30 Sep 2018)
- CF1 Director (11 Sep 2014 to 8 Dec 2019)
-
Barry Andrews
IRN BXA01158
- CF1 Director (14 Jan 2005 to 28 Aug 2012)
-
Darrel Melvyn Leake
IRN DML00009
- CF1 Director (14 Jan 2005 to 28 Aug 2012)
-
George Victor Riches
IRN GVR01004
- CF1 Director (10 Sep 2014 to 31 Jan 2017)
-
Georgina Rose O'Shea
IRN GXO00085
- SMF3 Executive Director (since 3 Mar 2023)
-
James Patrick O'Shea
IRN JXO00228
- SMF1 Chief Executive (since 20 Sep 2023)
- Responsible for Insurance Distribution (since 20 Sep 2023)
- SMF3 Executive Director (8 Mar 2023 to 20 Sep 2023)
-
Robert John Slaughter
IRN RJS01325
- SMF3 Executive Director (since 9 Dec 2019)
- SMF1 Chief Executive (9 Dec 2019 to 22 Nov 2023)
- CF3 Chief Executive (24 Feb 2017 to 8 Dec 2019)
- CF1 Director (14 Jan 2005 to 8 Dec 2019)
-
Stanley Ernest Andrews
IRN SEA01025
- CF8 Apportionment and Oversight (14 Jan 2005 to 31 Mar 2009)
- Responsible for Insurance Mediation (14 Jan 2005 to 9 Feb 2017)
- CF1 Director (14 Jan 2005 to 9 Feb 2017)
- CF3 Chief Executive (14 Jan 2005 to 9 Feb 2017)
-
Vasily Nikolayevich Kozlov
IRN VNK01002
- SMF3 Executive Director (9 Dec 2019 to 26 Jul 2023)
- CF1 Director (21 Apr 2016 to 8 Dec 2019)
Appointed representatives
Smaller firms operating under this firm's FCA authorisation.
-
A & A Administration Limited (no longer appointed)
FRN 496262 · Appointed 30 Jan 2015 · Until 13 Jul 2022
-
Premier Litigation Insurance Management Ltd (no longer appointed)
FRN 498606 · Appointed 31 Mar 2009 · Until 25 Jul 2017
-
BHRS Worldwide Intermediares Ltd (no longer appointed)
FRN 449865 · Appointed 27 Mar 2006 · Until 26 Jul 2023
Recent activity
Updates to this firm's record on the FCA register.
No changes recorded yet.