A L M S Group Limited

Watch for changes

Addresses

The contact details this firm has registered with the FCA.

The regulated activities the FCA has granted this firm permission to carry out.

P2P Lending Advice

For Commercial, Retail (Non-Investment Insurance)
Investment Advice (no pensions)

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
Authorised to Operate
Show 1 limitation Hide limitations
- · The firm can only agree to carry on the regulated activities specified in this Notice.
Arranges Investments

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
Insurance Admin

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
Stockbroking

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
Investment Setup

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

Senior staff personally approved by the FCA to hold their roles here.

Andrew Keith Pallett
IRN AKP01034
- SMF3 Executive Director (since 9 Dec 2019)
- Responsible for Insurance Distribution (since 1 Oct 2018)
- Responsible for Insurance Mediation (13 Feb 2017 to 30 Sep 2018)
- CF1 Director (11 Sep 2014 to 8 Dec 2019)
Barry Andrews
IRN BXA01158
- CF1 Director (14 Jan 2005 to 28 Aug 2012)
Darrel Melvyn Leake
IRN DML00009
- CF1 Director (14 Jan 2005 to 28 Aug 2012)
George Victor Riches
IRN GVR01004
- CF1 Director (10 Sep 2014 to 31 Jan 2017)
Georgina Rose O'Shea
IRN GXO00085
- SMF3 Executive Director (since 3 Mar 2023)
James Patrick O'Shea
IRN JXO00228
- SMF1 Chief Executive (since 20 Sep 2023)
- Responsible for Insurance Distribution (since 20 Sep 2023)
- SMF3 Executive Director (8 Mar 2023 to 20 Sep 2023)
Robert John Slaughter
IRN RJS01325
- SMF3 Executive Director (since 9 Dec 2019)
- SMF1 Chief Executive (9 Dec 2019 to 22 Nov 2023)
- CF3 Chief Executive (24 Feb 2017 to 8 Dec 2019)
- CF1 Director (14 Jan 2005 to 8 Dec 2019)
Stanley Ernest Andrews
IRN SEA01025
- CF8 Apportionment and Oversight (14 Jan 2005 to 31 Mar 2009)
- Responsible for Insurance Mediation (14 Jan 2005 to 9 Feb 2017)
- CF1 Director (14 Jan 2005 to 9 Feb 2017)
- CF3 Chief Executive (14 Jan 2005 to 9 Feb 2017)
Vasily Nikolayevich Kozlov
IRN VNK01002
- SMF3 Executive Director (9 Dec 2019 to 26 Jul 2023)
- CF1 Director (21 Apr 2016 to 8 Dec 2019)

Smaller firms operating under this firm's FCA authorisation.

Specialised Insurance Services Ltd (no longer appointed)
FRN 406278 · Appointed 14 Jan 2005 · Until 25 Jul 2017
Specialised Legal Insurance Services Ltd (no longer appointed)
FRN 406279 · Appointed 14 Jan 2005 · Until 16 Jan 2019

Updates to this firm's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.