3xd Limited

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Addresses

The contact details this firm has registered with the FCA.

The regulated activities the FCA has granted this firm permission to carry out.

Investment Advice (no pensions)

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
Authorised to Operate
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- · The firm can only agree to carry on the regulated activities specified in this Notice.
Arranges Investments

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
Insurance Admin

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
Stockbroking

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
Investment Setup

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

Senior staff personally approved by the FCA to hold their roles here.

Philip Paul Rock
IRN PXR00148
- [FCA CF] Significant management (9 Dec 2019 to 31 Dec 2022)
Richard Riding
IRN RXR01373
- CF1 Director (17 Feb 2012 to 19 Jul 2019)
- CF2 Non Executive Director (6 Dec 2007 to 19 Dec 2011)
Sarah Caroline Pattni
IRN SCS01079
- [FCA CF] Significant management (9 Dec 2019 to 31 Dec 2021)
Shane McCauley
IRN SXM01261
- [FCA CF] Significant management (since 3 Jan 2023)
Stephen Alan Ross
IRN SAR01219
- [FCA CF] Significant management (since 9 Dec 2019)
Stephen Patten
IRN SXP01717
- CF1 Director (17 Jun 2008 to 19 Jul 2019)
Stuart Grieb
IRN SXG01616
- SMF9 Chair of the Governing Body (17 Jun 2021 to 30 Jun 2025)
- Director of firm who is not a certification employee or a SMF manager (19 May 2021 to 23 May 2025)
- [FCA CF] Significant management (19 May 2021 to 23 May 2025)

Smaller firms operating under this firm's FCA authorisation.

The Award Scheme Ltd (no longer appointed)
FRN 602740 · Appointed 19 Jun 2013 · Until 1 Apr 2021
AN Media Ltd (no longer appointed)
FRN 432176 · Appointed 10 May 2011 · Until 22 Feb 2019
Covered Insurance Services Ltd (no longer appointed)
FRN 481479 · Appointed 4 Nov 2010 · Until 8 Mar 2022
Halfords Limited (no longer appointed)
FRN 403574 · Appointed 26 Feb 2010 · Until 13 Feb 2012
Provisional Marmalade Ltd (no longer appointed)
FRN 503698 · Appointed 15 Jul 2009 · Until 13 Feb 2012
Life & Legal Ltd (no longer appointed)
FRN 489518 · Appointed 23 Mar 2009 · Until 15 Sep 2011
Hood Group Administration Ltd (no longer appointed)
FRN 407489 · Appointed 22 Oct 2007 · Until 15 May 2017

Updates to this firm's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.