3i Investments Plc

• Principal Place of Business

  3i Investments plc

  1 Knightsbridge

  London

  SW1X 7LX

  UNITED KINGDOM

  Phone

  +4402079753131

  Web

  https://www.3i.com

• Complaints Contact

  1 Knightsbridge

  London

  SW1X 7LX

  UNITED KINGDOM

  Phone

  +4402079753094

• P2P Lending Advice

  For Eligible Counterparty, Professional

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Runs Investment Funds

• Investment Setup

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Private Investment Funds

• Manages Your Portfolio

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Frederick George Steingraber

  IRN FGS01007

  • CF2 Non Executive Director (17 Dec 2001 to 17 Dec 2001)
  • CF27 Investment Management (6 Dec 2001 to 27 Feb 2002)
  • CF23 Corporate Finance Adviser (1 Dec 2001 to 6 Dec 2001)
• Gary James Addison

  IRN GXA01086

  • CF27 Investment Management (1 Dec 2001 to 27 Apr 2007)
• George Andrew Adams

  IRN GAA01022

  • CF27 Investment Management (1 Dec 2001 to 29 Feb 2004)
• George Archer

  IRN GVA01003

  • [FCA CF] Client dealing (since 28 May 2020)
  • CF30 Customer (8 Nov 2011 to 8 Dec 2019)
• George Mark Thornton

  IRN GMT01027

  • CF27 Investment Management (1 Dec 2001 to 18 Feb 2002)
• Glen Lucken

  IRN GXL01369

  • CF28 Systems and controls (24 Nov 2008 to 1 Sep 2009)
• Gordon Craig

  IRN WGC01017

  • [FCA CF] Significant management (28 May 2020 to 1 Sep 2024)
  • [FCA CF] Material risk taker (28 May 2020 to 1 Sep 2024)
  • CF28 Systems and controls (1 Nov 2007 to 8 Dec 2019)
  • CF15 Internal Audit (1 Dec 2001 to 31 Oct 2007)
• Gordon MacLean

  IRN GXM01289

  • CF10 Compliance Oversight (1 Dec 2001 to 31 Dec 2005)
  • CF11 Money Laundering Reporting (1 Dec 2001 to 31 Dec 2005)
• Gordon Rodney Hague

  IRN GRH01058

  • CF30 Customer (1 Nov 2007 to 31 Mar 2013)
  • CF27 Investment Management (10 Mar 2004 to 31 Oct 2007)
• Graeme David Sword

  IRN GDS01050

  • CF30 Customer (1 Nov 2007 to 27 Apr 2009)
  • CF27 Investment Management (1 Dec 2001 to 31 Oct 2007)

No changes recorded yet.