Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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3i Investments Plc
FRN 195262
- [FCA CF] Client dealing (since 28 May 2020)
- CF30 Customer (8 Nov 2011 to 8 Dec 2019)
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- CF30 Customer (1 Nov 2007 to 8 Jun 2011)
- CF21 Investment Adviser (23 Dec 2004 to 31 Oct 2007)
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- CF21 Investment Adviser (17 Dec 2002 to 27 Dec 2002)
- CF23 Corporate Finance Adviser (1 Dec 2001 to 17 Dec 2002)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.