Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • SMF3 Executive Director (since 3 Aug 2022)
    • [FCA CF] Material risk taker (1 Jul 2016 to 3 Aug 2022)
    • [FCA CF] Manager of certification employee (7 Mar 2016 to 3 Aug 2022)
    • [FCA CF] Client dealing (7 Mar 2016 to 3 Aug 2022)
    • CF30 Customer (1 Nov 2007 to 6 Mar 2016)
    • CF21 Investment Adviser (28 Aug 2007 to 31 Oct 2007)
  • NatWest Markets Plc (no longer approved here)

    FRN 121882

    • CF21 Investment Adviser (23 Feb 2006 to 13 Sep 2007)
    • CF22 Investment Adviser (Trainee) (20 Sep 2005 to 22 Feb 2006)
  • HSBC Bank Plc (no longer approved here)

    FRN 114216

    • CF21 Investment Adviser (21 Sep 2004 to 26 Aug 2005)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.