Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Societe Generale
FRN 124866
- SMF3 Executive Director (since 3 Aug 2022)
- [FCA CF] Material risk taker (1 Jul 2016 to 3 Aug 2022)
- [FCA CF] Manager of certification employee (7 Mar 2016 to 3 Aug 2022)
- [FCA CF] Client dealing (7 Mar 2016 to 3 Aug 2022)
- CF30 Customer (1 Nov 2007 to 6 Mar 2016)
- CF21 Investment Adviser (28 Aug 2007 to 31 Oct 2007)
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- CF21 Investment Adviser (23 Feb 2006 to 13 Sep 2007)
- CF22 Investment Adviser (Trainee) (20 Sep 2005 to 22 Feb 2006)
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- CF21 Investment Adviser (21 Sep 2004 to 26 Aug 2005)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.